DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• J•••• W••••••••

A••••••• F••••••••• L•••BD affiliatedFolsom, Ca IA-onlyIAPD 4682259

Certified Financial Planner

Feed of 09/15/2026

Also filed as C•••••• J•••• W••••••••

At current firm

1 y

since Jun 16, 2025

In the industry

22 y

since Oct 16, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F••••••••• L••• BD affiliated current
since Jun 16, 2025 · Addison, Tx
M••••• G••••• A••••••• I••• independent RIA
Aug 5, 2022 to Jun 6, 2025 · Denver, Co
F••••• I••••••••• independent RIA
Aug 13, 2021 to Jul 14, 2022 · Plano, Tx
V••••••• A•••••••• I••• BD affiliated
Mar 4, 2019 to Aug 6, 2021 · Scottsdale, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 11, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Aug 1, 2014 to Jul 13, 2018 · Woodstock, Ga
F•••• F•••••••• independent RIA
Jan 13, 2011 to Aug 15, 2012 · Minneapolis, Mn
F•••• F•••••••• independent RIA
Jan 18, 2007 to Apr 7, 2009 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to A••••••• F••••••••• L•••
left Jun 6, 2025, registered Jun 16, 2025 (10 days) · RIA to affiliated broker-dealer or bank
F••••• I••••••••• to M••••• G••••• A••••••• I•••
left Jul 14, 2022, registered Aug 5, 2022 (22 days) · RIA to RIA
V••••••• A•••••••• I••• to F••••• I•••••••••
left Aug 6, 2021, registered Aug 13, 2021 (7 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to V••••••• A•••••••• I•••
left Jan 11, 2019, registered Mar 4, 2019 (52 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
F•••• F•••••••• to S•••••••• A••••••• L••
left Aug 15, 2012, registered Aug 1, 2014 (716 days) · Other

Signals

C•••••• J•••• W•••••••• left M••••• G••••• A••••••• I••• for A••••••• F••••••••• L••• (registered 2025-06-16)
Jun 6, 2025 · Advisor changed firm · fact
C•••••• J•••• W•••••••• left F••••• I••••••••• for M••••• G••••• A••••••• I••• (registered 2022-08-05)
Jul 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address