RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J• M•••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 15, 2023 · Lake Mary, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedJul 20, 2021 to Mar 14, 2023 · Orlando, Fl
- J••• M••••• S••••••••• L•• wirehouseSep 26, 2017 to Jun 2, 2021 · Lake Mary, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 4, 2015 to Oct 26, 2015 · Mount Dora, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 1, 2011 to Apr 25, 2013 · Orlando, Fl
- P•••••••• S••••••••• I••• BD affiliatedOct 13, 2010 to Mar 29, 2011 · Maitland, Fl
- W•••• F•••• A••••••• wirehouseDec 1, 2008 to Jul 8, 2010 · Lake Mary, Fl
- T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 14, 2023, registered Sep 15, 2023 (185 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Jun 2, 2021, registered Jul 20, 2021 (48 days) · Wirehouse to affiliated broker-dealer or bank
- V•••• F•••••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Apr 25, 2013, registered May 4, 2015 (739 days) · Other
- P•••••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 29, 2011, registered Apr 1, 2011 (3 days) · Other
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left Jul 8, 2010, registered Oct 13, 2010 (97 days) · Other
- E•••• J• M••••••••• left T••••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-09-15)Mar 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address