DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as John Robert Hack
At current firm
1 y
since Nov 6, 2024
In the industry
21 y
since Oct 20, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Nov 6, 2024 · Denville, Nj
- Private Advisor Group, LLC BD affiliatedNov 9, 2021 to Nov 12, 2024 · Cranford, Nj
- Hornor, Townsend & Kent, LLC independent RIAJan 14, 2016 to Nov 3, 2021 · Edison, Nj
- Private Client Services, LLC BD affiliatedFeb 4, 2010 to May 14, 2015 · Raritan, Nj
- Woodbury Financial Services, Inc. formerDec 18, 2008 to Feb 8, 2010 · Somerville, Nj
- Nationwide Securities, LLC no RAUMAug 1, 2008 to Dec 19, 2008 · Cranford, Nj
- 1717 Capital Management Company unclassifiedJan 6, 2006 to Aug 1, 2008 · Cranford, Nj
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Edward Jonesleft Nov 12, 2024, registered Nov 6, 2024 (-6 days) · Affiliated broker-dealer or bank to another
- Hornor, Townsend & Kent, LLC to Private Advisor Group, LLCleft Nov 3, 2021, registered Nov 9, 2021 (6 days) · Affiliated broker-dealer or bank to another
- Private Client Services, LLC to Hornor, Townsend & Kent, LLCleft May 14, 2015, registered Jan 14, 2016 (245 days) · Other
- Woodbury Financial Services, Inc. to Private Client Services, LLCleft Feb 8, 2010, registered Feb 4, 2010 (-4 days) · Other
- Nationwide Securities, LLC to Woodbury Financial Services, Inc.left Dec 19, 2008, registered Dec 18, 2008 (-1 days) · Other
- 1717 Capital Management Company to Nationwide Securities, LLCleft Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- John R Hack left Private Advisor Group, Llc for Edward Jones (registered 2024-11-06)Nov 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address