DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shawn Hayward

Voya Financial Advisors, Inc.BD affiliatedBoston, Ma dual registrantIAPD 4854376

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Shawn Hayward

At current firm

0 y

since Apr 2, 2026

In the industry

21 y

since Jun 16, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Apr 2, 2026 · Boston, Ma
Savvy independent RIA
Dec 22, 2025 to Mar 16, 2026 · New York, Ny
Sequoia Financial Group, L.L.C. independent RIA
Aug 2, 2024 to Sep 24, 2025 · Burlington, Ma
Edward Jones national BD
May 10, 2024 to Jun 27, 2024 · Wilmington, Ma
Vanguard Advisers, Inc. BD affiliated
Sep 23, 2022 to Aug 22, 2023 · Charlotte, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 4, 2018 to Feb 18, 2022 · Andover, Ma
Td Ameritrade Investment Management, LLC former
Feb 26, 2018 to Apr 19, 2018 · Omaha, Ne
Scottrade Investment Management former
Sep 21, 2016 to Feb 26, 2018 · Saint Louis, Mo
Santander Securities BD affiliated
Dec 5, 2012 to Jul 22, 2014 · Beverly, Ma
LPL Financial LLC BD affiliated
Sep 16, 2010 to Sep 19, 2012 · Swampscott, Ma
Banc Of America Investment Services, Inc. unclassified
Dec 4, 2008 to Mar 18, 2009 · Waltham, Ma
Td Ameritrade Investment Management, LLC former
Oct 12, 2007 to Oct 28, 2008 · Burlington, Ma
Td Ameritrade, Inc. former
Oct 12, 2007 to Oct 28, 2008 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

Savvy to Voya Financial Advisors, Inc.
left Mar 16, 2026, registered Apr 2, 2026 (17 days) · RIA to affiliated broker-dealer or bank
Sequoia Financial Group, L.L.C. to Savvy
left Sep 24, 2025, registered Dec 22, 2025 (89 days) · RIA to RIA
Edward Jones to Sequoia Financial Group, L.L.C.
left Jun 27, 2024, registered Aug 2, 2024 (36 days) · Affiliated broker-dealer or bank to independent RIA
Vanguard Advisers, Inc. to Edward Jones
left Aug 22, 2023, registered May 10, 2024 (262 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Vanguard Advisers, Inc.
left Feb 18, 2022, registered Sep 23, 2022 (217 days) · Wirehouse to affiliated broker-dealer or bank
Td Ameritrade Investment Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 19, 2018, registered Dec 4, 2018 (229 days) · RIA to wirehouse
Scottrade Investment Management to Td Ameritrade Investment Management, LLC
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Santander Securities to Scottrade Investment Management
left Jul 22, 2014, registered Sep 21, 2016 (792 days) · Other
LPL Financial LLC to Santander Securities
left Sep 19, 2012, registered Dec 5, 2012 (77 days) · corporate re-registration, not a move
Banc Of America Investment Services, Inc. to LPL Financial LLC
left Mar 18, 2009, registered Sep 16, 2010 (547 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Oct 28, 2008, registered Oct 12, 2007 (-382 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Oct 28, 2008, registered Oct 12, 2007 (-382 days) · Other

Signals

Shawn Hayward left Savvy for Voya Financial Advisors, Inc. (registered 2026-04-02)
Mar 16, 2026 · Advisor changed firm · fact
Shawn Hayward left Sequoia Financial Group, L.L.C. for Savvy (registered 2025-12-22)
Sep 24, 2025 · Advisor changed firm · fact
Shawn Hayward left Edward Jones for Sequoia Financial Group, L.L.C. (registered 2024-08-02)
Jun 27, 2024 · Advisor changed firm · fact
Shawn Hayward left Vanguard Advisers, Inc. for Edward Jones (registered 2024-05-10)
Aug 22, 2023 · Advisor changed firm · fact
Shawn Hayward left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Vanguard Advisers, Inc. (registered 2022-09-23)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address