DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••• G•••••

L•• F•••••••• L••BD affiliatedRockville, Mddual registrantIAPD 4862499

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• B G•••••

At current firm

2 y

since Apr 17, 2024

In the industry

19 y

since Mar 20, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 17, 2024 · Rockville, Md
J••••• M••••••••• S•••• L•• BD affiliated
Sep 18, 2018 to Jan 29, 2024 · Washington, Dc
E•••••• F•••••••• E•••••• independent RIA
Nov 30, 2016 to Mar 9, 2018 · Vienna, Va
F•••••••• E•••••• A•••••• C•••••• L•• former
May 12, 2016 to Nov 30, 2016 · Vienna, Va
A••••• A•• P••••••• S••••••• BD affiliated
Feb 23, 2012 to Dec 21, 2015 · Washington, Dc
M••••• S•••••• wirehouse
Jun 30, 2010 to Jan 11, 2012 · Washington, Dc
P••• A••••• S••••••••• L•• BD affiliated
Jan 29, 2010 to Apr 22, 2010 · Charlotte, Nc
N•• E•••••• S••••••••• C••••••••• former
Jun 1, 2009 to Aug 14, 2009 · Charlotte, Nc
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Mar 21, 2007 to Mar 18, 2009 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

J••••• M••••••••• S•••• L•• to L•• F•••••••• L••
left Jan 29, 2024, registered Apr 17, 2024 (79 days) · Affiliated broker-dealer or bank to another
E•••••• F•••••••• E•••••• to J••••• M••••••••• S•••• L••
left Mar 9, 2018, registered Sep 18, 2018 (193 days) · Other
F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••
left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to F•••••••• E•••••• A•••••• C•••••• L••
left Dec 21, 2015, registered May 12, 2016 (143 days) · Other
M••••• S•••••• to A••••• A•• P••••••• S•••••••
left Jan 11, 2012, registered Feb 23, 2012 (43 days) · Other
P••• A••••• S••••••••• L•• to M••••• S••••••
left Apr 22, 2010, registered Jun 30, 2010 (69 days) · Other
N•• E•••••• S••••••••• C••••••••• to P••• A••••• S••••••••• L••
left Aug 14, 2009, registered Jan 29, 2010 (168 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to N•• E•••••• S••••••••• C•••••••••
left Mar 18, 2009, registered Jun 1, 2009 (75 days) · Other

Signals

J•••• B•••••• G••••• left J••••• M••••••••• S•••• L•• for L•• F•••••••• L•• (registered 2024-04-17)
Jan 29, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address