DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Curtis C Randle El
Feed of 09/15/2026
Also filed as Curtis Randle El
At current firm
8 y
since Jun 6, 2018
In the industry
21 y
since Sep 9, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Nfsg Corporation BD affiliated currentsince Jun 6, 2018 · Boca Raton, Fl
- International Assets Investment Management, LLC BD affiliatedJan 8, 2016 to Feb 26, 2018 · Pittsburg, Pa
- International Assets Investment Management, LLC BD affiliatedDec 21, 2015 to Dec 31, 2015 · Pittsburgh, Pa
- Realta Investment Advisors, Inc BD affiliatedDec 12, 2014 to Dec 18, 2015 · Pittsburgh, Pa
- Cetera Advisors LLC formerNov 24, 2014 to Dec 15, 2014 · Pittsburgh, Pa
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 2, 2011 to Nov 25, 2014 · Pittsburgh, Pa
- Pnc Wealth Management BD affiliatedMar 20, 2009 to Jun 15, 2011 · Sewickley, Pa
- Hefren-Tillotson, Inc. formerNov 1, 2005 to Dec 16, 2008 · Wexford, Pa
Moves
a registration end followed by a registration begin elsewhere
- International Assets Investment Management, LLC to Nfsg Corporationleft Feb 26, 2018, registered Jun 6, 2018 (100 days) · Other
- Realta Investment Advisors, Inc to International Assets Investment Management, LLCleft Dec 18, 2015, registered Dec 21, 2015 (3 days) · Other
- Cetera Advisors LLC to Realta Investment Advisors, Incleft Dec 15, 2014, registered Dec 12, 2014 (-3 days) · Other
- Cambridge Investment Research Advisors, Inc. to Cetera Advisors LLCleft Nov 25, 2014, registered Nov 24, 2014 (-1 days) · Other
- Pnc Wealth Management to Cambridge Investment Research Advisors, Inc.left Jun 15, 2011, registered Nov 2, 2011 (140 days) · Other
- Hefren-Tillotson, Inc. to Pnc Wealth Managementleft Dec 16, 2008, registered Mar 20, 2009 (94 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address