J•••• D•••• C••••••

A••••• A•• P••••••• S•••••••BD affiliatedSalt Lake City, Ut dual registrantIAPD 5036648

Feed of 09/23/2026

Also filed as J•••• D•••• C••••••••• D• C••••••

At current firm

0 y

since Sep 22, 2026

In the industry

20 y

since Dec 30, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Sep 22, 2026 · Salt Lake City, Ut
T••••••• I••••••••• M••••••••• I••• BD affiliated
May 8, 2025 to Aug 24, 2026 · West Jordan, Ut
M••••• S•••••• wirehouse
Jan 4, 2023 to Feb 11, 2025 · Sandy, Ut
E•••••• C•••••• M••••••••• L•• former
Mar 16, 2015 to Sep 5, 2023 · Sandy, Ut
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Mar 16, 2015 · Salt Lake City, Ut
W•••• F•••• I••••••••• L•• unclassified
Dec 9, 2010 to Jan 3, 2011 · Salt Lake City, Ut
S•••••••• A••••••• L•• national BD
Oct 25, 2007 to Nov 9, 2010 · American Fork, Ut

Moves

a registration end followed by a registration begin elsewhere

T••••••• I••••••••• M••••••••• I••• to A••••• A•• P••••••• S•••••••
left Aug 24, 2026, registered Sep 22, 2026 (29 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to T••••••• I••••••••• M••••••••• I•••
left Feb 11, 2025, registered May 8, 2025 (86 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Jan 4, 2023 (-244 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••
left Mar 16, 2015, registered Mar 16, 2015 (0 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to W•••• F•••• I••••••••• L••
left Nov 9, 2010, registered Dec 9, 2010 (30 days) · Other

Signals

••• Locked
Sep 22, 2026 · Advisor registered · fact
••• Locked
Aug 24, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address