P••••• F•••• U•••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMilford, Ctdual registrantIAPD 5048153

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as P••••• F•••• U•••

At current firm

0 y

since Oct 20, 2025

In the industry

20 y

since Feb 2, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Oct 20, 2025 · Milford, Ct
E••••• J•••• national BD
Feb 24, 2017 to Oct 21, 2025 · St Louis, Mo
K•• I••••••••• S••••••• L•• BD affiliated
Sep 21, 2016 to Dec 31, 2016 · Manchester, Ct
L•• F•••••••• L•• BD affiliated
Aug 24, 2015 to Sep 21, 2016 · Milford, Ct
W•••• F•••• A••••••• wirehouse
Jul 25, 2014 to Aug 21, 2015 · Wallingford, Ct
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jul 21, 2014 · Fairfield, Ct
C•••• I••••••••• S••••••• C•••• former
May 16, 2007 to Oct 1, 2012 · Fairfield, Ct
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 3, 2006 to May 10, 2007 · Woodbridge, Ct

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 21, 2025, registered Oct 20, 2025 (-1 days) · Affiliated broker-dealer or bank to another
K•• I••••••••• S••••••• L•• to E••••• J••••
left Dec 31, 2016, registered Feb 24, 2017 (55 days) · Other
L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
W•••• F•••• A••••••• to L•• F•••••••• L••
left Aug 21, 2015, registered Aug 24, 2015 (3 days) · Other
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Jul 21, 2014, registered Jul 25, 2014 (4 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••
left May 10, 2007, registered May 16, 2007 (6 days) · Other

Signals

P••••• F•••• U••• left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-20)
Oct 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address