DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• P••• W••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedReston, Vadual registrantIAPD 5142934

Feed of 09/14/2026

At current firm

4 y

since Jan 6, 2022

In the industry

20 y

since Jul 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jan 6, 2022 · Reston, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 16, 2021 to Jan 6, 2022 · Vienna, Va
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
May 24, 2017 to May 20, 2021 · Martinez, Ga
F•••• C••••••• A•••• M••••••••• I•• BD affiliated
Apr 28, 2017 to May 20, 2021 · Martinez, Ga
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 28, 2010 to Apr 27, 2017 · Overland Park, Ks
E••••• J•••• national BD
Feb 7, 2007 to Jun 3, 2009 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 6, 2022, registered Jan 6, 2022 (0 days) · Affiliated broker-dealer or bank to another
F•••• C••••••• A•••• M••••••••• I•• to F•••• C••••••• I••••••• S•••••••• I•••
left May 20, 2021, registered May 24, 2017 (-1457 days) · Other
F•••• C••••••• I••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••
left May 20, 2021, registered Dec 16, 2021 (210 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to F•••• C••••••• A•••• M••••••••• I••
left Apr 27, 2017, registered Apr 28, 2017 (1 days) · Other
E••••• J•••• to V•••• F•••••••• A•••••••• I•••
left Jun 3, 2009, registered Apr 28, 2010 (329 days) · Other

Signals

A••••• P••• W•••• left C•••••••• G••••• M•••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-01-06)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address