DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• K•••••••• H••• K••••••

S••••• W••••• A•••••••• I•••no RAUMRoseville, Cadual registrantIAPD 5174447

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jennifer Hall

At current firm

0 y

since Dec 15, 2025

In the industry

17 y

since Aug 7, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Dec 15, 2025 · Roseville, Ca
M••••• G••••• A••••••• I••• independent RIA
Sep 14, 2023 to Jun 27, 2025 · Rocklin, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 6, 2015 to Aug 25, 2023 · Roseville, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 8, 2014 to Jun 1, 2015 · Roseville, Ca
F••••• I••••••••• independent RIA
Feb 25, 2014 to Jul 11, 2014 · Plano, Tx
E••••• J•••• national BD
Jan 24, 2014 to Feb 3, 2014 · Lincoln, Ca
S•••••••• A••••••• L•• national BD
Aug 10, 2009 to Nov 13, 2013 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to S••••• W••••• A•••••••• I•••
left Jun 27, 2025, registered Dec 15, 2025 (171 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M••••• G••••• A••••••• I•••
left Aug 25, 2023, registered Sep 14, 2023 (20 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Jun 1, 2015, registered Jul 6, 2015 (35 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
F••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 11, 2014, registered Aug 8, 2014 (28 days) · Other
E••••• J•••• to F••••• I•••••••••
left Feb 3, 2014, registered Feb 25, 2014 (22 days) · Other
S•••••••• A••••••• L•• to E••••• J••••
left Nov 13, 2013, registered Jan 24, 2014 (72 days) · Affiliated broker-dealer or bank to another

Signals

J••••••• K•••••••• H••• K•••••• left M••••• G••••• A••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2025-12-15)
Jun 27, 2025 · Advisor changed firm · fact
J••••••• K•••••••• H••• K•••••• left A••••••••• F•••••••• S•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2023-09-14)
Aug 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address