RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Nicholas Anthony Punzio
- Title
- Wealth Advisorreportedvestgen.comfirm site, Sep 15, 2026
- Professional profile
- vestgen.com/nicholas-punzioreportedvestgen.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Vestgen Advisors, LLC independent RIA currentsince Feb 8, 2023 · Chicago, Il
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Jan 10, 2023 · Boston, Ma
- Strategic Advisers LLC national BDJun 23, 2016 to Jul 13, 2018 · Geneva, Il
- Wells Fargo Advisors wirehouseJun 30, 2015 to Apr 28, 2016 · Elgin, Il
- Associated Investment Services, Inc. independent RIAMay 12, 2014 to Jul 1, 2015 · Aurora, Il
- Td Ameritrade Investment Management, LLC formerApr 12, 2013 to Apr 16, 2014 · Chicago, Il
- Td Ameritrade, Inc. formerApr 12, 2013 to Apr 16, 2014 · Chicago, Il
- Zacks Investment Management, Inc. mixed wealthDec 16, 2010 to May 5, 2011 · Chicago, Il
- John Hancock Investment Management LLC asset managerFeb 24, 2009 to Jul 24, 2009 · Downers Grove, Il
- Edward Jones national BDOct 10, 2008 to Nov 3, 2008 · St Louis, Mo
- Fidelity Personal And Workplace Advisors to Vestgen Advisors, LLCleft Jan 10, 2023, registered Feb 8, 2023 (29 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Strategic Advisers LLCleft Apr 28, 2016, registered Jun 23, 2016 (56 days) · Wirehouse to affiliated broker-dealer or bank
- Associated Investment Services, Inc. to Wells Fargo Advisorsleft Jul 1, 2015, registered Jun 30, 2015 (-1 days) · Other
- Td Ameritrade Investment Management, LLC to Associated Investment Services, Inc.left Apr 16, 2014, registered May 12, 2014 (26 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Apr 16, 2014, registered Apr 12, 2013 (-369 days) · channel change inside one enterprise, not a move
- Zacks Investment Management, Inc. to Td Ameritrade, Inc.left May 5, 2011, registered Apr 12, 2013 (708 days) · Other
- John Hancock Investment Management LLC to Zacks Investment Management, Inc.left Jul 24, 2009, registered Dec 16, 2010 (510 days) · Other
- Edward Jones to John Hancock Investment Management LLCleft Nov 3, 2008, registered Feb 24, 2009 (113 days) · Other
- Nicholas Anthony Punzio left Fidelity Personal And Workplace Advisors for Vestgen Advisors, Llc (registered 2023-02-08)Jan 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address