RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- M••••• S•••••• wirehouse currentsince Nov 7, 2023 · Bethesda, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 3, 2018 to Jul 11, 2023 · Owings Mills, Md
- A••••• A•• P••••••• S••••••• BD affiliatedMar 31, 2016 to Feb 8, 2018 · Columbia, Md
- S••••••• I••••••••• S•••••••• I••• formerNov 21, 2013 to Mar 29, 2016 · Columbia, Md
- P•• W••••• M••••••••• BD affiliatedNov 30, 2012 to Nov 12, 2013 · Towson, Md
- W•••• F•••• A••••••• wirehouseAug 2, 2007 to May 22, 2012 · Columbia, Md
- T• R••• P•••• A••••••• S•••••••• I••• to M••••• S••••••left Jul 11, 2023, registered Nov 7, 2023 (119 days) · RIA to wirehouse
- A••••• A•• P••••••• S••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Feb 8, 2018, registered Apr 3, 2018 (54 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Mar 29, 2016, registered Mar 31, 2016 (2 days) · Other
- P•• W••••• M••••••••• to S••••••• I••••••••• S•••••••• I•••left Nov 12, 2013, registered Nov 21, 2013 (9 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left May 22, 2012, registered Nov 30, 2012 (192 days) · Other
- O••••••• O• A•• left T• R••• P•••• A••••••• S•••••••• I••• for M••••• S•••••• (registered 2023-11-07)Jul 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address