DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Joseph Hernandez
Feed of 09/14/2026
Also filed as Andy Joseph Hernandez
At current firm
3 y
since May 25, 2023
In the industry
19 y
since Mar 28, 2007 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- UBS Financial Services Inc. wirehouse currentsince May 25, 2023 · Houston, Tx
- Morgan Stanley wirehouseJan 22, 2020 to May 23, 2023 · Houston, Tx
- UBS Financial Services Inc. wirehouseNov 5, 2014 to Dec 26, 2019 · Houston, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 21, 2011 to Nov 18, 2014 · Lakeway, Tx
- Mdt Advisers, A Division Of Federated Mdta LLC asset managerJan 6, 2011 to Apr 15, 2011 · Boston, Ma
- Federated Global Investment Management Corp. asset managerJan 6, 2011 to Apr 15, 2011 · New York, Ny
- Federated Investment Counseling institutionalMar 2, 2010 to Apr 15, 2011 · Pittsburgh, Pa
- Federated Securities Corp. no RAUMMar 2, 2010 to Apr 15, 2011 · Pittsburgh, Pa
- Edward Jones national BDNov 30, 2009 to Dec 21, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to UBS Financial Services Inc.left May 23, 2023, registered May 25, 2023 (2 days) · Wirehouse to wirehouse
- UBS Financial Services Inc. to Morgan Stanleyleft Dec 26, 2019, registered Jan 22, 2020 (27 days) · Wirehouse to wirehouse · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Nov 18, 2014, registered Nov 5, 2014 (-13 days) · Wirehouse to wirehouse
- Federated Securities Corp. to Mdt Advisers, A Division Of Federated Mdta LLCleft Apr 15, 2011, registered Jan 6, 2011 (-99 days) · channel change inside one enterprise, not a move
- Federated Investment Counseling to Federated Securities Corp.left Apr 15, 2011, registered Mar 2, 2010 (-409 days) · channel change inside one enterprise, not a move
- Federated Global Investment Management Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 15, 2011, registered Nov 21, 2011 (220 days) · Other
- Mdt Advisers, A Division Of Federated Mdta LLC to Federated Global Investment Management Corp.left Apr 15, 2011, registered Jan 6, 2011 (-99 days) · channel change inside one enterprise, not a move
- Edward Jones to Federated Investment Counselingleft Dec 21, 2009, registered Mar 2, 2010 (71 days) · Other
Signals
- Andrew Joseph Hernandez left Morgan Stanley for Ubs Financial Services Inc. (registered 2023-05-25)May 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address