DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

V••••••• A•• C•••••

H••••••••• F•••••••• A•••••••BD affiliatedCincinnati, Ohdual registrantIAPD 5317945

Certified Financial Planner

Feed of 09/14/2026

Also filed as Virginia Ann Grabeel

At current firm

1 y

since Nov 21, 2024

In the industry

19 y

since Jun 19, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••••• F•••••••• A••••••• BD affiliated current
since Nov 21, 2024 · Cincinnati, Oh
A••••• A•• P••••••• S••••••• BD affiliated
May 28, 2024 to Sep 30, 2024 · Cincinnati, Oh
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Sep 6, 2023 to Mar 14, 2024 · Cincinnati, Oh
T••••• A••••••• S•••••••• I••• BD affiliated
Dec 17, 2020 to Oct 25, 2021 · Charleston, Wv
B••• S••••••••• L•• former
Jan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
B••• I••••••••• S•••••••• I••• former
Jul 14, 2010 to Jan 2, 2018 · Louisville, Ky
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Jul 13, 2010 · La Grange, Ky
N•••••• I••••••••• I••• unclassified
May 7, 2008 to Nov 13, 2009 · La Grange, Ky
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 20, 2007 to May 1, 2008 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to H••••••••• F•••••••• A•••••••
left Sep 30, 2024, registered Nov 21, 2024 (52 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••• A•• P••••••• S•••••••
left Mar 14, 2024, registered May 28, 2024 (75 days) · Affiliated broker-dealer or bank to another
T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 25, 2021, registered Sep 6, 2023 (681 days) · Affiliated broker-dealer or bank to another
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Dec 17, 2020 (-62 days) · corporate re-registration, not a move
B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to B••• I••••••••• S•••••••• I•••
left Jul 13, 2010, registered Jul 14, 2010 (1 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to N•••••• I••••••••• I•••
left May 1, 2008, registered May 7, 2008 (6 days) · Other

Signals

V••••••• A•• C••••• left A••••• A•• P••••••• S••••••• for H••••••••• F•••••••• A••••••• (registered 2024-11-21)
Sep 30, 2024 · Advisor changed firm · fact
V••••••• A•• C••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••• A•• P••••••• S••••••• (registered 2024-05-28)
Mar 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address