RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J•••• B•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 20, 2025 · La Jolla, Ca
- E••••• J•••• national BDApr 7, 2014 to Oct 21, 2025 · St Louis, Mo
- P•• W••••• M••••••••• BD affiliatedMar 15, 2013 to Feb 10, 2014 · Aventura, Fl
- W•••• F•••• A••••••• wirehouseNov 14, 2011 to Mar 12, 2013 · Miami, Fl
- S••••••• F•••••••• S•••••••• I••• formerJul 27, 2007 to Dec 4, 2009 · Miami, Fl
- C•• S••••••••• L•• formerJul 26, 2007 to Dec 4, 2009 · Miami, Fl
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 21, 2025, registered Oct 20, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to E••••• J••••left Feb 10, 2014, registered Apr 7, 2014 (56 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Mar 12, 2013, registered Mar 15, 2013 (3 days) · Other
- S••••••• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 4, 2009, registered Nov 14, 2011 (710 days) · Other
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Dec 4, 2009, registered Jul 27, 2007 (-861 days) · Other
- A•••••• J•••• B••••• left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-20)Oct 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address