DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• V••••• R•••

E••••• J••••national BDNicholasville, Kydual registrantIAPD 5320171

Feed of 09/14/2026

Also filed as M•••••• V••••• R•••

At current firm

2 y

since Sep 6, 2024

In the industry

19 y

since Jun 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Sep 6, 2024 · Nicholasville, Ky
T••••• A••••••• S•••••••• I••• BD affiliated
Aug 17, 2022 to Sep 6, 2024 · Lexington, Ky
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 30, 2021 to Aug 2, 2022 · Lexington, Ky
W••••••• S••••••••• I••• BD affiliated
Jan 14, 2019 to Oct 7, 2020 · Lexington, Ky
O• I••••••••• M••••••••• C• BD affiliated
May 31, 2018 to Jan 17, 2019 · Lexington, Ky
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jul 28, 2009 · Lexington, Ky
A• G• E•••••• • S•••• I••• unclassified
Jun 18, 2007 to Jan 1, 2008 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to E••••• J••••
left Sep 6, 2024, registered Sep 6, 2024 (0 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to T••••• A••••••• S•••••••• I•••
left Aug 2, 2022, registered Aug 17, 2022 (15 days) · Affiliated broker-dealer or bank to another
W••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
left Oct 7, 2020, registered Jun 30, 2021 (266 days) · Affiliated broker-dealer or bank to another
O• I••••••••• M••••••••• C• to W••••••• S••••••••• I•••
left Jan 17, 2019, registered Jan 14, 2019 (-3 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to O• I••••••••• M••••••••• C•
left Jul 28, 2009, registered May 31, 2018 (3229 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

M•••••• V••••• R••• left T••••• A••••••• S•••••••• I••• for E••••• J•••• (registered 2024-09-06)
Sep 6, 2024 · Advisor changed firm · fact
M•••••• V••••• R••• left C••••• I••••••••• A••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2022-08-17)
Aug 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address