RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• S• H••••••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 6, 2025 · Port Huron, Mi
- J••• M••••• S••••••••• L•• wirehouseFeb 14, 2022 to Jul 29, 2025 · Troy, Mi
- M••••• S•••••• wirehouseNov 19, 2020 to Dec 13, 2021 · Birmingham, Mi
- T• A••••••••• I••• formerApr 16, 2020 to Sep 15, 2020 · Grand Blanc, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 16, 2020 to Sep 15, 2020 · Grand Blanc, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJul 1, 2013 to Jun 21, 2019 · Birmingham, Mi
- K•• I••••••••• S••••••• L•• BD affiliatedSep 23, 2010 to Jun 24, 2013 · Shelby Twp, Mi
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 29, 2025, registered Aug 6, 2025 (8 days) · Wirehouse to wirehouse
- M••••• S•••••• to J••• M••••• S••••••••• L••left Dec 13, 2021, registered Feb 14, 2022 (63 days) · Wirehouse to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left Sep 15, 2020, registered Nov 19, 2020 (65 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 15, 2020, registered Apr 16, 2020 (-152 days) · channel change inside one enterprise, not a move
- H••••••••• F•••••••• A••••••• to T• A••••••••• I•••left Jun 21, 2019, registered Apr 16, 2020 (300 days) · Other
- K•• I••••••••• S••••••• L•• to H••••••••• F•••••••• A•••••••left Jun 24, 2013, registered Jul 1, 2013 (7 days) · Other
- T•••• S• H•••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-08-06)Jul 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address