DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Richard Dove
At current firm
2 y
since Jan 19, 2024
In the industry
18 y
since Jul 30, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jan 19, 2024 · Durham, Nc
- First Citizens Investor Services, Inc. BD affiliatedDec 14, 2021 to Jan 4, 2024 · Raleigh, Nc
- First Horizon Advisors, Inc formerJul 27, 2020 to Dec 7, 2021 · Durham, Nc
- Truist Advisory Services, Inc. BD affiliatedSep 9, 2016 to Jul 29, 2020 · Durham, Nc
- Suntrust Investment Services, Inc. formerFeb 25, 2015 to Dec 31, 2016 · Durham, Nc
- Wells Fargo Advisors wirehouseDec 5, 2012 to Feb 18, 2015 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- First Citizens Investor Services, Inc. to Edward Jonesleft Jan 4, 2024, registered Jan 19, 2024 (15 days) · Affiliated broker-dealer or bank to another
- First Horizon Advisors, Inc to First Citizens Investor Services, Inc.left Dec 7, 2021, registered Dec 14, 2021 (7 days) · RIA to affiliated broker-dealer or bank
- Truist Advisory Services, Inc. to First Horizon Advisors, Incleft Jul 29, 2020, registered Jul 27, 2020 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Suntrust Investment Services, Inc.left Feb 18, 2015, registered Feb 25, 2015 (7 days) · Other
Signals
- Richard D Dove left First Citizens Investor Services, Inc. for Edward Jones (registered 2024-01-19)Jan 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address