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Registered advisor
D•••• V•• D•• W•••••
Feed of 09/14/2026
Also filed as David Johannes Van Der Wekken
At current firm
4 y
since Dec 8, 2021
In the industry
17 y
since Dec 2, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Dec 8, 2021 · Fort Worth, Tx
- M••••• S•••••• wirehouseJul 6, 2018 to Nov 22, 2021 · Phoenix, Az
- E•••••• F•••••••• E•••••• independent RIAJun 23, 2017 to Jun 22, 2018 · Phoenix, Az
- S•••••••• I••••••••• M••••••••• formerFeb 16, 2017 to Jun 19, 2017 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseJul 6, 2012 to Jun 18, 2013 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Oct 19, 2016 · Salt Lake City, Ut
- W•••• F•••• I••••••••• L•• unclassifiedDec 8, 2008 to Jan 3, 2011 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to F•••• C•••••• A••••••• S•••••••left Nov 22, 2021, registered Dec 8, 2021 (16 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• F•••••••• E•••••• to M••••• S••••••left Jun 22, 2018, registered Jul 6, 2018 (14 days) · RIA to wirehouse
- S•••••••• I••••••••• M••••••••• to E•••••• F•••••••• E••••••left Jun 19, 2017, registered Jun 23, 2017 (4 days) · Other
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 19, 2016, registered Jul 6, 2012 (-1566 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••left Jun 18, 2013, registered Feb 16, 2017 (1339 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address