DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Long N Tran
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Aug 11, 2025
In the industry
12 y
since May 23, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Aug 11, 2025 · Oakland, Ca
- Compound Planning, Inc. independent RIADec 15, 2023 to Aug 25, 2025 · New York, Ny
- Lido independent RIAJul 27, 2022 to Nov 14, 2023 · Los Angeles, Ca
- Mission Wealth Management, LP independent RIAJan 19, 2017 to Jun 1, 2022 · San Francisco, Ca
- Wells Fargo Advisors wirehouseSep 30, 2014 to Sep 20, 2016 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Compound Planning, Inc. to Creative Planningleft Aug 25, 2025, registered Aug 11, 2025 (-14 days) · RIA to RIA
- Lido to Compound Planning, Inc.left Nov 14, 2023, registered Dec 15, 2023 (31 days) · RIA to RIA
- Mission Wealth Management, LP to Lidoleft Jun 1, 2022, registered Jul 27, 2022 (56 days) · RIA to RIA
- Wells Fargo Advisors to Mission Wealth Management, LPleft Sep 20, 2016, registered Jan 19, 2017 (121 days) · Other
Signals
- Long N Tran left Compound Planning, Inc. for Creative Planning (registered 2025-08-11)Aug 25, 2025 · Advisor changed firm · fact
- Long N Tran left Lido for Compound Planning, Inc. (registered 2023-12-15)Nov 14, 2023 · Advisor changed firm · fact
- Long N Tran left Mission Wealth Management, Lp for Lido (registered 2022-07-27)Jun 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address