G•••••• F•••• G•••••••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Jun 16, 2026 · Wilmington, Nc
• F••••• I••••••••• independent RIA
  Jan 26, 2015 to Dec 21, 2018 · Plano, Tx
• P•• W••••• M••••••••• BD affiliated
  Jun 20, 2013 to Dec 3, 2014 · Cary, Nc
• P•••••••• S••••••••• I••• BD affiliated
  Nov 21, 2011 to Jun 12, 2013 · Raleigh, Nc
• E••••• J•••• national BD
  Nov 10, 2009 to Nov 16, 2011 · St Louis, Mo

• F••••• I••••••••• to T••••• A••••••• S•••••••• I•••
  left Dec 21, 2018, registered Jun 16, 2026 (2734 days) · RIA to affiliated broker-dealer or bank
• P•• W••••• M••••••••• to F••••• I•••••••••
  left Dec 3, 2014, registered Jan 26, 2015 (54 days) · Other
• P•••••••• S••••••••• I••• to P•• W••••• M•••••••••
  left Jun 12, 2013, registered Jun 20, 2013 (8 days) · Other
• E••••• J•••• to P•••••••• S••••••••• I•••
  left Nov 16, 2011, registered Nov 21, 2011 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address