RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J• B••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Medina, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 20, 2024 to Mar 31, 2025 · Westlake, Oh
- N••••••••• R••••••• P•••••••• L•• state registeredJun 23, 2023 to Nov 6, 2023 · Cleveland, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedApr 30, 2020 to Mar 23, 2022 · Pepper Pike, Oh
- P•• C•••••• A••••••• L•• otherFeb 24, 2017 to Nov 18, 2019 · Cleveland, Oh
- P•• W••••• M••••••••• BD affiliatedJul 8, 2010 to Jan 24, 2017 · Cleveland, Oh
- E••••• J•••• national BDOct 13, 2009 to May 13, 2010 · Strongsville, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- N••••••••• R••••••• P•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 6, 2023, registered Feb 20, 2024 (106 days) · Other
- H••••••••• F•••••••• A••••••• to N••••••••• R••••••• P•••••••• L••left Mar 23, 2022, registered Jun 23, 2023 (457 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•• C•••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Nov 18, 2019, registered Apr 30, 2020 (164 days) · Other
- P•• W••••• M••••••••• to P•• C•••••• A••••••• L••left Jan 24, 2017, registered Feb 24, 2017 (31 days) · Other · moved with a team
- E••••• J•••• to P•• W••••• M•••••••••left May 13, 2010, registered Jul 8, 2010 (56 days) · Other
- J••• J• B•••• left N••••••••• R••••••• P•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-02-20)Nov 6, 2023 · Advisor changed firm · fact
- J••• J• B•••• left H••••••••• F•••••••• A••••••• for N••••••••• R••••••• P•••••••• L•• (registered 2023-06-23)Mar 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address