RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• L••••• B•••••••
- V••••••• A•••••••• I••• BD affiliated currentsince May 19, 2026 · Plano, Tx
- F••••• I••••••••• independent RIAAug 7, 2024 to Dec 2, 2025 · Plano, Tx
- C•••••• O•• A•••••••• L•• formerSep 11, 2017 to Mar 12, 2019 · Plano, Tx
- U••• F•••••••• P••••••• S••••••• formerOct 1, 2013 to Apr 8, 2016 · Addison, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Mar 18, 2013 · Baton Rouge, La
- C•••• I••••••••• S••••••• C•••• formerOct 8, 2010 to Oct 1, 2012 · Baton Rouge, La
- E••••• J•••• national BDDec 15, 2009 to Jul 22, 2010 · St Louis, Mo
- F••••• I••••••••• to V••••••• A•••••••• I•••left Dec 2, 2025, registered May 19, 2026 (168 days) · RIA to affiliated broker-dealer or bank
- C•••••• O•• A•••••••• L•• to F••••• I•••••••••left Mar 12, 2019, registered Aug 7, 2024 (1975 days) · Other
- U••• F•••••••• P••••••• S••••••• to C•••••• O•• A•••••••• L••left Apr 8, 2016, registered Sep 11, 2017 (521 days) · Other
- J••• M••••• S••••••••• L•• to U••• F•••••••• P••••••• S•••••••left Mar 18, 2013, registered Oct 1, 2013 (197 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Jul 22, 2010, registered Oct 8, 2010 (78 days) · Other
- F•••••• L••••• B••••••• left F••••• I••••••••• for V••••••• A•••••••• I••• (registered 2026-05-19)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address