DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rafael A. Svelti

Svb Wealthindependent RIABoston, Madual registrantIAPD 5747033

Certified Financial Planner

Feed of 09/14/2026

Also filed as Rafael A Svelti

At current firm

1 y

since Jun 5, 2025

In the industry

16 y

since Feb 18, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Svb Wealth independent RIA current
since Nov 4, 2025 · Boston, Ma
First Citizens Investor Services, Inc. BD affiliated current
since Jun 5, 2025 · Boston, Ma
Commonwealth Financial Network national BD
Nov 1, 2023 to Apr 30, 2025 · Lowell, Ma
J.P. Morgan Securities LLC wirehouse
Aug 10, 2022 to Aug 29, 2023 · Boston, Ma
Citizens Securities, Inc. BD affiliated
Sep 8, 2021 to Jul 13, 2022 · Medford, Ma
Citizens Private Wealth BD affiliated
Sep 6, 2019 to Jul 13, 2022 · Tarrytown, Ny
Citizens Securities, Inc. BD affiliated
Mar 6, 2017 to Jan 8, 2020 · Somerville, Ma
Wells Fargo Advisors wirehouse
Apr 28, 2015 to Aug 19, 2015 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to First Citizens Investor Services, Inc.
left Apr 30, 2025, registered Jun 5, 2025 (36 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Commonwealth Financial Network
left Aug 29, 2023, registered Nov 1, 2023 (64 days) · Wirehouse to affiliated broker-dealer or bank
Citizens Private Wealth to Citizens Securities, Inc.
left Jul 13, 2022, registered Sep 8, 2021 (-308 days) · RIA to affiliated broker-dealer or bank
Citizens Securities, Inc. to J.P. Morgan Securities LLC
left Jul 13, 2022, registered Aug 10, 2022 (28 days) · Affiliated broker-dealer or bank to wirehouse
Citizens Securities, Inc. to Citizens Private Wealth
left Jan 8, 2020, registered Sep 6, 2019 (-124 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Wells Fargo Advisors to Citizens Securities, Inc.
left Aug 19, 2015, registered Mar 6, 2017 (565 days) · Other

Signals

Rafael A. Svelti left Commonwealth Financial Network for First Citizens Investor Services, Inc. (registered 2025-06-05)
Apr 30, 2025 · Advisor changed firm · fact
Rafael A. Svelti left J.P. Morgan Securities Llc for Commonwealth Financial Network (registered 2023-11-01)
Aug 29, 2023 · Advisor changed firm · fact
Rafael A. Svelti left Citizens Securities, Inc. for J.P. Morgan Securities Llc (registered 2022-08-10)
Jul 13, 2022 · Advisor changed firm · fact
Rafael A. Svelti left Citizens Private Wealth for Citizens Securities, Inc. (registered 2021-09-08)
Jul 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address