DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Tyler Smith

Independent Financial PartnersBD affiliatedCrescent Springs, Ky dual registrantIAPD 5749074

Chartered Financial Analyst

Feed of 09/15/2026

At current firm

0 y

since Jul 22, 2026

In the industry

16 y

since Feb 19, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Partners BD affiliated current
since Jul 22, 2026 · Tampa, Fl
Russell Investments asset manager
Nov 3, 2023 to Mar 28, 2024 · Milwaukee, Wi
Daybright Advisory Services, Inc. institutional
Aug 14, 2020 to Jan 4, 2024 · Brentwood, Tn
Redtree Investment Group institutional
Sep 16, 2019 to Apr 27, 2020 · Cincinnati, Oh
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Aug 23, 2019 · Boston, Ma
Strategic Advisers LLC national BD
Nov 26, 2014 to Jul 13, 2018 · Westlake, Tx
First Command Financial Planning, Inc. former
Feb 19, 2014 to Nov 12, 2014 · Fort Worth, Tx
Td Ameritrade Investment Management, LLC former
Jan 24, 2013 to Dec 16, 2013 · Fort Worth, Tx
Td Ameritrade, Inc. former
Jan 24, 2013 to Dec 16, 2013 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Russell Investments to Independent Financial Partners
left Mar 28, 2024, registered Jul 22, 2026 (846 days) · Other
Daybright Advisory Services, Inc. to Russell Investments
left Jan 4, 2024, registered Nov 3, 2023 (-62 days) · Other
Redtree Investment Group to Daybright Advisory Services, Inc.
left Apr 27, 2020, registered Aug 14, 2020 (109 days) · Other
Fidelity Personal And Workplace Advisors to Redtree Investment Group
left Aug 23, 2019, registered Sep 16, 2019 (24 days) · Other
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
First Command Financial Planning, Inc. to Strategic Advisers LLC
left Nov 12, 2014, registered Nov 26, 2014 (14 days) · Other
Td Ameritrade, Inc. to First Command Financial Planning, Inc.
left Dec 16, 2013, registered Feb 19, 2014 (65 days) · Other
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Dec 16, 2013, registered Jan 24, 2013 (-326 days) · channel change inside one enterprise, not a move

Signals

Daniel Tyler Smith left Russell Investments for Independent Financial Partners (registered 2026-07-22)
Mar 28, 2024 · Advisor changed firm · fact
Daniel Tyler Smith left Daybright Advisory Services, Inc. for Russell Investments (registered 2023-11-03)
Jan 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address