RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• A••••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 8, 2023 · Ormond Beach, Fl
- W•••• F•••• A••••••• wirehouseMay 26, 2017 to Jun 8, 2023 · Dublin, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 6, 2017 · Dublin, Oh
- C•••• I••••••••• S••••••• C•••• formerJan 27, 2012 to Oct 1, 2012 · Dublin, Oh
- P•• W••••• M••••••••• BD affiliatedJul 6, 2011 to Dec 21, 2011 · Pittsburgh, Pa
- M••••• S•••••• wirehouseMay 6, 2010 to Jun 17, 2011 · Columbus, Oh
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 8, 2023, registered Jun 8, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jun 6, 2017, registered May 26, 2017 (-11 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Dec 21, 2011, registered Jan 27, 2012 (37 days) · Other
- M••••• S•••••• to P•• W••••• M•••••••••left Jun 17, 2011, registered Jul 6, 2011 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address