DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• S•••• J••••

A••••••• A••••••• S•••••••• L••BD affiliatedPittsburgh, Padual registrantIAPD 5806881

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brad J••••

At current firm

4 y

since Nov 1, 2021

In the industry

14 y

since Aug 22, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• A••••••• S•••••••• L•• BD affiliated current
since Nov 1, 2021 · Pittsburgh, Pa
W•••••• P•••••• W••••• independent RIA
Jul 12, 2017 to Aug 3, 2018 · Bridgeville, Pa
C•••••• S••••• • C••• I••• national BD
May 10, 2016 to Jun 24, 2017 · Bethesda, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 16, 2015 to Apr 19, 2016 · Washington, Dc
P•• W••••• M••••••••• BD affiliated
Dec 9, 2013 to Mar 2, 2015 · Laurel, Md
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Oct 5, 2012 to Dec 6, 2013 · New York, Ny
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Sep 10, 2012 to Dec 6, 2013 · Boston, Ma
F•••••••• S••••••••• C•••• no RAUM
Aug 24, 2012 to Dec 6, 2013 · Pittsburgh, Pa
F•••••••• I••••••••• C••••••••• institutional
Aug 24, 2012 to Dec 6, 2013 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

W•••••• P•••••• W••••• to A••••••• A••••••• S•••••••• L••
left Aug 3, 2018, registered Nov 1, 2021 (1186 days) · RIA to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to W•••••• P•••••• W•••••
left Jun 24, 2017, registered Jul 12, 2017 (18 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Apr 19, 2016, registered May 10, 2016 (21 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 2, 2015, registered Mar 16, 2015 (14 days) · Other · moved with a team
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Dec 6, 2013, registered Oct 5, 2012 (-427 days) · channel change inside one enterprise, not a move
F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
left Dec 6, 2013, registered Aug 24, 2012 (-469 days) · channel change inside one enterprise, not a move
F•••••••• G••••• I••••••••• M••••••••• C•••• to P•• W••••• M•••••••••
left Dec 6, 2013, registered Dec 9, 2013 (3 days) · Other
F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Dec 6, 2013, registered Sep 10, 2012 (-452 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address