RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M•••• A••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 24, 2026 · Camp Hill, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 28, 2019 to Aug 22, 2026 · Camp Hill, Pa
- C•••••• A••••••• BD affiliatedOct 23, 2017 to Jul 2, 2019 · Erie, Pa
- L•••••• I••••••••• independent RIAOct 23, 2017 to Jul 2, 2019 · Erie, Pa
- P•• C•••••• A••••••• L•• otherSep 10, 2015 to Oct 31, 2017 · Erie, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 12, 2013 to Sep 18, 2013 · Erie, Pa
- U••• F•••••••• P••••••• S••••••• formerSep 27, 2010 to Dec 14, 2012 · Tampa, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 22, 2026, registered Aug 24, 2026 (2 days) · corporate re-registration, not a move
- C•••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 2, 2019, registered Jun 28, 2019 (-4 days) · Affiliated broker-dealer or bank to another
- L•••••• I••••••••• to C•••••• A•••••••left Jul 2, 2019, registered Oct 23, 2017 (-617 days) · Other · moved with a team
- P•• C•••••• A••••••• L•• to L•••••• I•••••••••left Oct 31, 2017, registered Oct 23, 2017 (-8 days) · Other
- P•• W••••• M••••••••• to P•• C•••••• A••••••• L••left Sep 18, 2013, registered Sep 10, 2015 (722 days) · Other
- U••• F•••••••• P••••••• S••••••• to P•• W••••• M•••••••••left Dec 14, 2012, registered Feb 12, 2013 (60 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address