DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eli David Paul Cohen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Eli David Paul Cohen
At current firm
4 y
since Dec 9, 2021
In the industry
15 y
since Oct 8, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Dec 9, 2021 · Malvern, Pa
- Fisher Investments independent RIAJan 16, 2018 to May 17, 2021 · Plano, Tx
- Bcg Securities, Inc. independent RIAAug 21, 2015 to Apr 18, 2017 · Cherry Hill, Nj
- Pnc Wealth Management BD affiliatedMar 31, 2014 to Aug 24, 2015 · Philadelphia, Pa
- Voya Financial Advisors, Inc. BD affiliatedOct 21, 2010 to Mar 24, 2014 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Vanguard Advisers, Inc.left May 17, 2021, registered Dec 9, 2021 (206 days) · RIA to affiliated broker-dealer or bank
- Bcg Securities, Inc. to Fisher Investmentsleft Apr 18, 2017, registered Jan 16, 2018 (273 days) · Other
- Pnc Wealth Management to Bcg Securities, Inc.left Aug 24, 2015, registered Aug 21, 2015 (-3 days) · Other
- Voya Financial Advisors, Inc. to Pnc Wealth Managementleft Mar 24, 2014, registered Mar 31, 2014 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address