DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• B••••••••• O•••••

E•••••• A••••••• G••••• L••BD affiliatedBoston, Ma dual registrantIAPD 6029038

Feed of 09/14/2026

Also filed as Z•••••• S B•••••••••

At current firm

0 y

since Mar 19, 2026

In the industry

14 y

since Sep 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Mar 19, 2026 · Greenwood Village, Co
J••• M••••• S••••••••• L•• wirehouse
Feb 21, 2025 to Mar 3, 2026 · Cambridge, Ma
O•••• I••••••••• I••• BD affiliated
Jul 24, 2018 to Feb 20, 2025 · Waltham, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 28, 2016 to Jul 11, 2018 · Wellesley Hills, Ma
M••••• S•••••• wirehouse
Apr 17, 2014 to Feb 2, 2016 · Waltham, Ma
S•••••••• S••••••••• BD affiliated
Apr 16, 2013 to Apr 16, 2014 · West Newton, Ma
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Jan 29, 2013 to Apr 18, 2013 · Braintree, Ma

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
left Mar 3, 2026, registered Mar 19, 2026 (16 days) · Wirehouse to affiliated broker-dealer or bank
O•••• I••••••••• I••• to J••• M••••• S••••••••• L••
left Feb 20, 2025, registered Feb 21, 2025 (1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••
left Jul 11, 2018, registered Jul 24, 2018 (13 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 2, 2016, registered Jan 28, 2016 (-5 days) · Wirehouse to wirehouse
S•••••••• S••••••••• to M••••• S••••••
left Apr 16, 2014, registered Apr 17, 2014 (1 days) · Other
M••••• O• O•••• I••••••• S•••••••• I••• to S•••••••• S•••••••••
left Apr 18, 2013, registered Apr 16, 2013 (-2 days) · Other

Signals

Z•••••• B••••••••• O••••• left J••• M••••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-03-19)
Mar 3, 2026 · Advisor changed firm · fact
Z•••••• B••••••••• O••••• left O•••• I••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-02-21)
Feb 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address