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Registered advisor
M•••••• C••••••••• L•••••
Feed of 09/14/2026
Also filed as Mike Lowder
At current firm
2 y
since Jan 10, 2024
In the industry
14 y
since Jul 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 10, 2024 · Salt Lake City, Ut
- M••••• S•••••• wirehouseJan 10, 2023 to Aug 14, 2023 · Sandy, Ut
- E•••••• C•••••• M••••••••• L•• formerOct 30, 2019 to Aug 14, 2023 · Sandy, Ut
- W•••• F•••• A••••••• wirehouseDec 11, 2018 to Oct 29, 2019 · Salt Lake City, Ut
- J••• M••••• S••••••••• L•• wirehouseApr 30, 2018 to Nov 27, 2018 · Ogden, Ut
- S•••••••• A••••••• L•• national BDAug 24, 2015 to May 8, 2018 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Aug 14, 2023, registered Jan 10, 2024 (149 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Aug 14, 2023, registered Jan 10, 2023 (-216 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••left Oct 29, 2019, registered Oct 30, 2019 (1 days) · Wirehouse to independent RIA
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Nov 27, 2018, registered Dec 11, 2018 (14 days) · Wirehouse to wirehouse
- S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••left May 8, 2018, registered Apr 30, 2018 (-8 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- M•••••• C••••••••• L••••• left M••••• S•••••• for A••••• A•• P••••••• S••••••• (registered 2024-01-10)Aug 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address