DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marissa C Vandenberg
Feed of 09/14/2026
Also filed as Marissa Cabel Vandenberg
At current firm
4 y
since Jan 19, 2022
In the industry
13 y
since Jan 3, 2013 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jan 19, 2022 · Traverse City, Mi
- United Advisors America independent RIAAug 11, 2021 to Dec 15, 2021 · Traverse City, Mi
- Raymond James Financial Services Advisors, Inc BD affiliatedOct 7, 2020 to Dec 21, 2020 · Traverse City, Mi
- Td Ameritrade Investment Management, LLC formerJan 14, 2019 to Sep 10, 2019 · Traverse City, Mi
- Td Ameritrade, Inc. formerJan 14, 2019 to Sep 10, 2019 · Traverse City, Mi
- J.P. Morgan Securities LLC wirehouseDec 13, 2018 to Jan 16, 2019 · Traverse City, Mi
- Huntington Financial Advisors BD affiliatedJan 30, 2017 to Nov 19, 2018 · Traverse City, Mi
- Pnc Wealth Management BD affiliatedMay 8, 2015 to Jul 18, 2016 · Traverse City, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 8, 2013 to May 2, 2014 · Traverse City, Mi
Moves
a registration end followed by a registration begin elsewhere
- United Advisors America to Wells Fargo Advisorsleft Dec 15, 2021, registered Jan 19, 2022 (35 days) · RIA to wirehouse
- Raymond James Financial Services Advisors, Inc to United Advisors Americaleft Dec 21, 2020, registered Aug 11, 2021 (233 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 10, 2019, registered Jan 14, 2019 (-239 days) · Other
- Td Ameritrade Investment Management, LLC to Raymond James Financial Services Advisors, Incleft Sep 10, 2019, registered Oct 7, 2020 (393 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to Td Ameritrade, Inc.left Jan 16, 2019, registered Jan 14, 2019 (-2 days) · Other
- Huntington Financial Advisors to J.P. Morgan Securities LLCleft Nov 19, 2018, registered Dec 13, 2018 (24 days) · Affiliated broker-dealer or bank to wirehouse
- Pnc Wealth Management to Huntington Financial Advisorsleft Jul 18, 2016, registered Jan 30, 2017 (196 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft May 2, 2014, registered May 8, 2015 (371 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address