DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• G••• G••••••

J••• M••••• S••••••••• L••wirehouseMyrtle Beach, Scdual registrantIAPD 6125628

Feed of 09/14/2026

Also filed as D••••• G••• G••••••

At current firm

0 y

since Apr 24, 2026

In the industry

13 y

since Feb 4, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 24, 2026 · Myrtle Beach, Sc
W•••• F•••• A••••••• wirehouse
Aug 8, 2023 to Mar 20, 2026 · Charleston, Sc
C••••• F•••••••• P•••••••• L•• independent RIA
Aug 18, 2021 to Apr 6, 2023 · D••••• Island, Sc
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jun 3, 2019 to Nov 10, 2020 · Heathrow, Fl
E••••• J•••• national BD
Feb 4, 2013 to Aug 4, 2014 · Aberdeen, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Mar 20, 2026, registered Apr 24, 2026 (35 days) · Wirehouse to wirehouse
C••••• F•••••••• P•••••••• L•• to W•••• F•••• A•••••••
left Apr 6, 2023, registered Aug 8, 2023 (124 days) · RIA to wirehouse
T••••••• I••••••••• M••••••••• I••• to C••••• F•••••••• P•••••••• L••
left Nov 10, 2020, registered Aug 18, 2021 (281 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to T••••••• I••••••••• M••••••••• I•••
left Aug 4, 2014, registered Jun 3, 2019 (1764 days) · Affiliated broker-dealer or bank to another

Signals

D••••• G••• G•••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-04-24)
Mar 20, 2026 · Advisor changed firm · fact
D••••• G••• G•••••• left C••••• F•••••••• P•••••••• L•• for W•••• F•••• A••••••• (registered 2023-08-08)
Apr 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address