DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Curran Financial Partners, LLC

Independent wealth managerDaniel Island, South CarolinaCRD 281943SEC 801-119322websiteIAPD
Latest filing Jul 6, 2026
First filing on the tape Jul 21, 2020 · 34 filings
SEC status approved since Aug 20, 2020
RAUM
$749M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$651M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$46.8M
derived; firm RAUM over IAPD count
Employees
30
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$749M as of Jul 6, 2026
Mar 15, 2021$168M then
HNW client RAUM$222M as of Jul 6, 2026
Mar 15, 2021$76.9M then
State-registered IARs (5.B.3)10 as of Jul 6, 2026
Mar 15, 20215 then
Employees (5.A)30 as of Jul 6, 2026
Mar 15, 20219 then
Private funds: no history
RAUM +26% over the last fiscal year+33% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$46.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
82derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$588,212derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
5.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
Custody
$163M, 1,289 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$429M57%
  • High-net-worth individuals$222M30%
  • Investment companies$98.8M13%
Individual clients
1,199reported
HNW clients
115reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1,274reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$163M for 1,289 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.87 fund_share=0.13 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Adam Brennen CurranCertified Financial PlannerDaniel Island, ScJan 13, 201618 y2
Colin StewartDaniel Island, ScJan 31, 201910 y2
Christopher Nickerson McquadeDaniel Island, ScFeb 8, 201911 y1
Michael R BaerDaniel Island, ScJan 10, 202010 y0
Frank Gerard PassalaquaDaniel Island, ScAug 4, 202131 y0
Christine Marie KrieglDaniel Island, ScAug 5, 202213 y1
Ross Anthony DewaardDaniel Island, ScDec 12, 202210 y0
Joseph Michael IafeliceDaniel Island, ScSep 2, 202313 y0
David Coors SheafferDaniel Island, ScJan 1, 202511 y1
Katherine Anne LivingstonDaniel Island, ScJan 15, 202513 y0
Maxwell Anton BlumbergDaniel Island, ScApr 14, 202513 y0
Noah Alan SpeaksDaniel Island, ScJun 5, 202510 y0
Russell Douglas RenfrowDaniel Island, ScOct 8, 202515 y2
Kaylee Jade UrbanekDaniel Island, ScOct 27, 202513 y1
John Lennox CummingsDaniel Island, ScFeb 6, 202611 y0
Francis FerezDaniel Island, ScMay 19, 202610 y0
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Brennen Adam Curran · Presidentcontrol
    since 08/2015 · owns 75% or more
  • Michael Matthew Giggey · Chief Compliance Officer
    since 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Daniel Island, Sc · principal1640
Myrtle Beach, Sc000
Offices
Schedule D 1.F, the 25 largest
  • Myrtle Beach, SC7 employees
  • Okatie, SC4 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • account count collapseChange between filings · filing Mar 26, 2026
    accounts (Item 5.F.2.f) moved from 3,590.0 to 1,274.0 (-65.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was +6.0% (1256 comparable advisers, 1.0th percentile of changes)
    peers: independent wealth managers, $500M to $1B (1,256) · 1.0% percentile
  • employee count surgeChange between filings · filing Mar 26, 2026
    employees (Item 5.A) moved from 20.0 to 30.0 (+50.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was 0.0% (596 comparable advisers, 98.0th percentile of changes)
    peers: independent wealth managers, $500M to $1B (596) · 98% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 3,590 to 1,274
    Oct 8, 2025 to Mar 26, 2026
  • HNW clients · 74 to 115
    Oct 8, 2025 to Mar 26, 2026
  • Assets in custody · $57.5M to $163M
    Oct 8, 2025 to Mar 26, 2026
  • Employees · 20 to 30
    Oct 8, 2025 to Mar 26, 2026
  • Discretionary RAUM · $593M to $749M
    Oct 8, 2025 to Mar 26, 2026
  • HNW RAUM · $151M to $222M
    Oct 8, 2025 to Mar 26, 2026
  • Individual RAUM · $355M to $429M
    Oct 8, 2025 to Mar 26, 2026
  • RAUM · $593M to $749M
    Oct 8, 2025 to Mar 26, 2026
  • Financial planning clients · 0 to 0
    Mar 21, 2025 to Oct 8, 2025
  • Accounts · 3,230 to 3,590
    Aug 15, 2024 to Mar 21, 2025
  • HNW clients · 72 to 74
    Aug 15, 2024 to Mar 21, 2025
  • Individual clients · 1,110 to 1,199
    Aug 15, 2024 to Mar 21, 2025
  • Assets in custody · $189M to $57.5M
    Aug 15, 2024 to Mar 21, 2025
  • Employees · 10 to 20
    Aug 15, 2024 to Mar 21, 2025
  • Financial planning clients · 1-10 to 0
    Aug 15, 2024 to Mar 21, 2025
  • State-registered IARs · 9 to 10
    Aug 15, 2024 to Mar 21, 2025
  • Discretionary RAUM · $364M to $593M
    Aug 15, 2024 to Mar 21, 2025
  • HNW RAUM · $130M to $151M
    Aug 15, 2024 to Mar 21, 2025
  • Individual RAUM · $288M to $355M
    Aug 15, 2024 to Mar 21, 2025
  • Non-discretionary RAUM · $109M to $0
    Aug 15, 2024 to Mar 21, 2025
  • RAUM · $473M to $593M
    Aug 15, 2024 to Mar 21, 2025
  • HQ city · CHARLESTON to DANIEL ISLAND
    May 23, 2024 to Aug 15, 2024
  • Assets in custody · unset to 189160438.0
    Mar 22, 2024 to May 23, 2024
  • Custody of client assets · false to true
    Mar 22, 2024 to May 23, 2024
  • Accounts · 2,769 to 3,230
    Nov 7, 2023 to Mar 22, 2024
  • Advisory employees · 11 to 10
    Nov 7, 2023 to Mar 22, 2024
  • HNW clients · 126 to 72
    Nov 7, 2023 to Mar 22, 2024
  • Individual clients · 1,024 to 1,110
    Nov 7, 2023 to Mar 22, 2024
  • Employees · 11 to 10
    Nov 7, 2023 to Mar 22, 2024
  • Financial planning clients · 0 to 1-10
    Nov 7, 2023 to Mar 22, 2024
  • Other offices · 4 to 2
    Nov 7, 2023 to Mar 22, 2024
  • Discretionary RAUM · $319M to $364M
    Nov 7, 2023 to Mar 22, 2024
  • HNW RAUM · $128M to $130M
    Nov 7, 2023 to Mar 22, 2024
  • Individual RAUM · $164M to $288M
    Nov 7, 2023 to Mar 22, 2024
  • Non-discretionary RAUM · $0 to $109M
    Nov 7, 2023 to Mar 22, 2024
  • RAUM · $319M to $473M
    Nov 7, 2023 to Mar 22, 2024
  • Advisory employees · 13 to 11
    Apr 4, 2023 to Apr 6, 2023
  • Employees · 13 to 11
    Apr 4, 2023 to Apr 6, 2023
  • State-registered IARs · 11 to 9
    Apr 4, 2023 to Apr 6, 2023
  • Advisory employees · 12 to 13
    Mar 9, 2023 to Apr 4, 2023
Signals
14 dated events
  • Curran Financial Partners, Llc reported RAUM $749.4M, up 26% from $592.9M (2025-10-08 to 2026-03-26)
    Mar 26, 2026 · RAUM change · derived
  • Curran Financial Partners, Llc reported RAUM $592.9M, up 25% from $472.7M (2024-08-15 to 2025-03-21)
    Mar 21, 2025 · RAUM change · derived
  • Kyle Ryan Conner left Curran Financial Partners, Llc for Dba Big Money Retirement And Big Retirement (registered 2025-10-27)
    Oct 29, 2024 · Advisor changed firm · fact
  • Curran Financial Partners, Llc reported RAUM $472.7M, up 48% from $319.1M (2023-11-07 to 2024-03-22)
    Mar 22, 2024 · RAUM change · derived
  • Matthew Dawson left Curran Financial Partners, Llc for Edward Jones (registered 2024-04-09)
    Oct 31, 2023 · Advisor changed firm · fact
  • Michael Matthew Giggey (Chief Compliance Officer) appeared on Schedule A of Curran Financial Partners, Llc
    Sep 16, 2023 · Control person joined · fact
  • William Michael Kronket (Chief Compliance Officer) no longer on Schedule A of Curran Financial Partners, Llc (listed 2023-06-26, absent 2023-09-16)
    Sep 16, 2023 · Control person left · inference
  • Paige Rita Smith Ducey left Curran Financial Partners, Llc for Bull Harbor Capital Llc. (registered 2023-08-03)
    Jun 22, 2023 · Advisor changed firm · fact
  • William Michael Kronket (Chief Compliance Officer) appeared on Schedule A of Curran Financial Partners, Llc
    Jun 6, 2023 · Control person joined · fact
  • Rita Paige Smith Ducey (Practice Manager And Cco) no longer on Schedule A of Curran Financial Partners, Llc (listed 2023-04-06, absent 2023-06-06)
    Jun 6, 2023 · Control person left · inference
  • Daniel Grey Gregory left Curran Financial Partners, Llc for Wells Fargo Advisors (registered 2023-08-08)
    Apr 6, 2023 · Advisor changed firm · fact
  • Ryan Patrick Asher left Curran Financial Partners, Llc for Sovereign Financial Group, Inc. (registered 2023-07-25)
    Apr 18, 2022 · Advisor changed firm · fact
  • Curran Financial Partners, Llc reported RAUM $295.4M, up 76% from $167.6M (2022-02-03 to 2022-03-18)
    Mar 18, 2022 · RAUM change · derived
  • Curran Financial Partners, Llc filed its initial SEC registration (Form ADV)
    Jul 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
201-985-8300reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/curran-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website
etfyall.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(843) 300-1182reportedpublic record, Form ADV, Jul 6, 2026
Contact form
truthsocialfunds.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$46.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026