RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Jan 20, 2021 · Plano, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 17, 2018 to Feb 2, 2021 · Addison, Tx
- V••• R••••••••• A•••••••• L•• otherJan 17, 2018 to Jun 27, 2018 · Midland, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 18, 2016 to Jan 17, 2018 · Bloomfield Hills, Mi
- P•• W••••• M••••••••• BD affiliatedNov 4, 2015 to Oct 25, 2016 · Flushing, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 17, 2013 to Oct 20, 2015 · Saginaw, Mi
- V•••• F•••••••• A•••••••• I••• to F••••• I•••••••••left Feb 2, 2021, registered Jan 20, 2021 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- V••• R••••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jun 27, 2018, registered Dec 17, 2018 (173 days) · RIA to affiliated broker-dealer or bank
- V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••left Jan 17, 2018, registered Jan 17, 2018 (0 days) · Other
- P•• W••••• M••••••••• to V••• F•••••••• A•••••••• I•••left Oct 25, 2016, registered Oct 18, 2016 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Oct 20, 2015, registered Nov 4, 2015 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address