DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•• E•••• R•••••

M•••••• W••••• M••••••••• L••state registeredEstero, FlIA-onlyIAPD 6151619

Certified Financial Planner

Feed of 09/14/2026

Also filed as Leo R•••••

At current firm

2 y

since May 2, 2024

In the industry

13 y

since Mar 8, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• W••••• M••••••••• L•• state registered current
since May 2, 2024 · Estero, Fl
L•••••• I••••••••• independent RIA
May 17, 2023 to May 1, 2024 · Palm Beach Gardens, Fl
C•••••• A••••••• BD affiliated
May 17, 2023 to May 1, 2024 · Columbus, Oh
O•••• F•• I••• former
Jul 23, 2021 to May 1, 2023 · Dublin, Oh
P•••• S••••••••• L•• no RAUM
Oct 17, 2018 to Jul 12, 2021 · Columbus, Oh
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 25, 2017 to Oct 1, 2018 · Dublin, Oh
E•••• S••••••••• L•• BD affiliated
Aug 28, 2015 to May 25, 2017 · Dublin, Oh
E••••• J•••• national BD
May 6, 2013 to Jun 3, 2014 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to L•••••• I•••••••••
left May 1, 2024, registered May 17, 2023 (-350 days) · Affiliated broker-dealer or bank to independent RIA
L•••••• I••••••••• to M•••••• W••••• M••••••••• L••
left May 1, 2024, registered May 2, 2024 (1 days) · RIA to a state-registered adviser
O•••• F•• I••• to C•••••• A•••••••
left May 1, 2023, registered May 17, 2023 (16 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to O•••• F•• I•••
left Jul 12, 2021, registered Jul 23, 2021 (11 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••
left Oct 1, 2018, registered Oct 17, 2018 (16 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left May 25, 2017, registered Sep 25, 2017 (123 days) · Other
E••••• J•••• to E•••• S••••••••• L••
left Jun 3, 2014, registered Aug 28, 2015 (451 days) · Other

Signals

L•• E•••• R••••• left C•••••• A••••••• for L•••••• I••••••••• (registered 2023-05-17)
May 1, 2024 · Advisor changed firm · fact
L•• E•••• R••••• left L•••••• I••••••••• for M•••••• W••••• M••••••••• L•• (registered 2024-05-02)
May 1, 2024 · Advisor changed firm · fact
L•• E•••• R••••• left O•••• F•• I••• for C•••••• A••••••• (registered 2023-05-17)
May 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address