DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

U••••••• B•••••••

W••••• A••••••• S•••••••• L••institutionalAlpharetta, Ga dual registrantIAPD 6325972

Feed of 09/15/2026

Also filed as Utkarsha Choudhury

At current firm

1 y

since Jan 6, 2025

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• A••••••• S•••••••• L•• institutional current
since Jan 6, 2025 · Alpharetta, Ga
A•••• I••••••••• A•••••••• L•• mixed wealth
Jul 18, 2024 to Aug 30, 2024 · Alpharetta, Ga
A••••• C••••••••• G•••• unclassified
Nov 28, 2022 to Sep 6, 2024 · Sautee Nacoochee, Ga
R••••••••• A•• W••••• A• A••••••• L•• institutional
Jun 11, 2020 to Aug 3, 2022 · Alpharetta, Ga
P•••••••• A••••••• national BD
Jul 26, 2019 to Oct 3, 2019 · Duluth, Ga
P•• W••••• M••••••••• BD affiliated
Sep 27, 2018 to Jun 18, 2019 · Suwanee, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 21, 2017 to Sep 4, 2018 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

A••••• C••••••••• G•••• to A•••• I••••••••• A•••••••• L••
left Sep 6, 2024, registered Jul 18, 2024 (-50 days) · Other
A•••• I••••••••• A•••••••• L•• to W••••• A••••••• S•••••••• L••
left Aug 30, 2024, registered Jan 6, 2025 (129 days) · Other
R••••••••• A•• W••••• A• A••••••• L•• to A••••• C••••••••• G••••
left Aug 3, 2022, registered Nov 28, 2022 (117 days) · Other
P•••••••• A••••••• to R••••••••• A•• W••••• A• A••••••• L••
left Oct 3, 2019, registered Jun 11, 2020 (252 days) · Other
P•• W••••• M••••••••• to P•••••••• A•••••••
left Jun 18, 2019, registered Jul 26, 2019 (38 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Sep 4, 2018, registered Sep 27, 2018 (23 days) · Wirehouse to affiliated broker-dealer or bank

Signals

U••••••• B••••••• left A••••• C••••••••• G•••• for A•••• I••••••••• A•••••••• L•• (registered 2024-07-18)
Sep 6, 2024 · Advisor changed firm · fact
U••••••• B••••••• left A•••• I••••••••• A•••••••• L•• for W••••• A••••••• S•••••••• L•• (registered 2025-01-06)
Aug 30, 2024 · Advisor changed firm · fact
U••••••• B••••••• left R••••••••• A•• W••••• A• A••••••• L•• for A••••• C••••••••• G•••• (registered 2022-11-28)
Aug 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address