DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

N••••••• F••••••

F••••• I•••••••••independent RIATampa, Fl IA-onlyIAPD 6328741

Feed of 09/14/2026

Also filed as N••••••• F••••••

At current firm

4 y

since Jan 25, 2022

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Jan 25, 2022 · Plano, Tx
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Nov 27, 2018 to Jan 7, 2022 · St. Petersburg, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jul 17, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Dec 12, 2016 to Jan 8, 2018 · Tampa, Fl
E••••• J•••• national BD
Oct 21, 2015 to Nov 17, 2016 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

T••••••••• R••••••••• A•••••••• L•• to F••••• I•••••••••
left Jan 7, 2022, registered Jan 25, 2022 (18 days) · Affiliated broker-dealer or bank to independent RIA
U••• I••••••••• S••••••• C•••••• to T••••••••• R••••••••• A•••••••• L••
left Jul 17, 2018, registered Nov 27, 2018 (133 days) · Affiliated broker-dealer or bank to independent RIA
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
E••••• J•••• to U••• F•••••••• P••••••• S•••••••
left Nov 17, 2016, registered Dec 12, 2016 (25 days) · Other

Signals

N••••••• F•••••• left T••••••••• R••••••••• A•••••••• L•• for F••••• I••••••••• (registered 2022-01-25)
Jan 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address