DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jimmy Fish
Feed of 09/15/2026
Also filed as Jimmy Fish
At current firm
0 y
since Aug 7, 2026
In the industry
11 y
since Oct 17, 2014 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthcare Advisory Partners LLC BD affiliated currentsince Aug 7, 2026 · Hermosa Beach, Ca
- Aegis Wealth Management, Inc. independent RIAJun 7, 2021 to Aug 7, 2026 · Guthrie Center, Ia
- Eagle Strategies LLC BD affiliatedJun 15, 2020 to Jun 14, 2021 · Glendale, Ca
- Pruco Securities, LLC no RAUMJan 16, 2020 to Apr 18, 2020 · El Segundo, Ca
- Peak American Investment Advisors, Inc. independent RIAJan 9, 2019 to Jan 14, 2020 · Hermosa Beach, Ca
- J.P. Morgan Securities LLC wirehouseSep 18, 2017 to Sep 20, 2018 · Pomona, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 24, 2015 to Sep 13, 2017 · Riverside, Ca
- Edward Jones national BDJan 2, 2015 to Aug 13, 2015 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Aegis Wealth Management, Inc. to Wealthcare Advisory Partners LLCleft Aug 7, 2026, registered Aug 7, 2026 (0 days) · RIA to affiliated broker-dealer or bank
- Eagle Strategies LLC to Aegis Wealth Management, Inc.left Jun 14, 2021, registered Jun 7, 2021 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- Pruco Securities, LLC to Eagle Strategies LLCleft Apr 18, 2020, registered Jun 15, 2020 (58 days) · Affiliated broker-dealer or bank to another
- Peak American Investment Advisors, Inc. to Pruco Securities, LLCleft Jan 14, 2020, registered Jan 16, 2020 (2 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to Peak American Investment Advisors, Inc.left Sep 20, 2018, registered Jan 9, 2019 (111 days) · Wirehouse to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLCleft Sep 13, 2017, registered Sep 18, 2017 (5 days) · Wirehouse to wirehouse · moved with a team
- Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 13, 2015, registered Aug 24, 2015 (11 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Jimmy Fish left Aegis Wealth Management, Inc. for Wealthcare Advisory Partners Llc (registered 2026-08-07)Aug 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address