DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• C••••• D•••

E•••••• A••••••• G••••• L••BD affiliatedGrovetown, Ga dual registrantIAPD 6518244

Feed of 09/15/2026

Also filed as A••••• C••••• D•••

At current firm

0 y

since Jul 22, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 22, 2026 · Grovetown, Ga
C••••• F•••••••• S••••••••• I••• independent RIA
Apr 21, 2023 to Mar 25, 2026 · Athens, Ga
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Nov 29, 2021 to Apr 20, 2023 · Grovetown, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 9, 2019 to Nov 15, 2021 · Augusta, Ga
F•••• T•••• S••••••••• I••• BD affiliated
Feb 13, 2018 to Dec 10, 2019 · Augusta, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
May 11, 2017 to Jan 12, 2018 · Augusta, Ga
E••••• J•••• national BD
Sep 2, 2015 to Mar 27, 2017 · Evans, Ga

Moves

a registration end followed by a registration begin elsewhere

C••••• F•••••••• S••••••••• I••• to E•••••• A••••••• G••••• L••
left Mar 25, 2026, registered Jul 22, 2026 (119 days) · RIA to affiliated broker-dealer or bank
T••••••••• R••••••••• A•••••••• L•• to C••••• F•••••••• S••••••••• I•••
left Apr 20, 2023, registered Apr 21, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••••• R••••••••• A•••••••• L••
left Nov 15, 2021, registered Nov 29, 2021 (14 days) · Wirehouse to affiliated broker-dealer or bank
F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 10, 2019, registered Dec 9, 2019 (-1 days) · Affiliated broker-dealer or bank to wirehouse
T••••• A••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••
left Jan 12, 2018, registered Feb 13, 2018 (32 days) · Other
E••••• J•••• to T••••• A••••••• S•••••••• I•••
left Mar 27, 2017, registered May 11, 2017 (45 days) · Other

Signals

A••••• C••••• D••• left C••••• F•••••••• S••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-07-22)
Mar 25, 2026 · Advisor changed firm · fact
A••••• C••••• D••• left T••••••••• R••••••••• A•••••••• L•• for C••••• F•••••••• S••••••••• I••• (registered 2023-04-21)
Apr 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address