DFX Intelligence

RIA Intelligence

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Registered advisor

C••••••••• K• J••••••

V••• F•••••••• A•••••••• I•••BD affiliatedStillwater, Mn dual registrantIAPD 6565384

Feed of 09/15/2026

Also filed as C••••••••• J••••••

At current firm

2 y

since Mar 29, 2024

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Mar 29, 2024 · Stillwater, Mn
A• W••••• M••••••••• L•• BD affiliated
Nov 4, 2021 to Apr 13, 2022 · Topeka, Ks
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Dec 5, 2019 to Aug 17, 2021 · St. Petersburg, Fl
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 29, 2019 to Nov 20, 2019 · St Petersburg, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Oct 15, 2018 to Jan 30, 2019 · Saint Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD
Jul 19, 2018 to Jan 30, 2019 · St. Petersburg, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Nov 22, 2016 to Jul 16, 2018 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to V••• F•••••••• A•••••••• I•••
left Apr 13, 2022, registered Mar 29, 2024 (716 days) · Affiliated broker-dealer or bank to another
T••••••••• R••••••••• A•••••••• L•• to A• W••••• M••••••••• L••
left Aug 17, 2021, registered Nov 4, 2021 (79 days) · Affiliated broker-dealer or bank to another
T••••••••• F•••••••• A•••••••• L•• to T••••••••• R••••••••• A•••••••• L••
left Nov 20, 2019, registered Dec 5, 2019 (15 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T••••••••• F•••••••• A•••••••• L••
left Jan 30, 2019, registered Apr 29, 2019 (89 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 30, 2019, registered Oct 15, 2018 (-107 days) · Affiliated broker-dealer or bank to another
T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Jul 16, 2018, registered Jul 19, 2018 (3 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

C••••••••• K• J•••••• left A• W••••• M••••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2024-03-29)
Apr 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address