DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brandon Michael Smith
Feed of 09/15/2026
Also filed as Brandon Michael Smith
At current firm
0 y
since Jan 14, 2026
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Jan 14, 2026 · Tampa, Fl
- Wise Wealth, LLC formerMay 9, 2023 to Nov 3, 2025 · Lee'S Summit, Mo
- Creative Planning independent RIASep 24, 2020 to Apr 17, 2023 · Overland Park, Ks
- Empower Advisory Group, LLC BD affiliatedJun 23, 2020 to Aug 5, 2020 · Greenwood Village, Co
- American Century Investments Private Client Group, Inc. BD affiliatedDec 19, 2019 to Jun 1, 2020 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Wise Wealth, LLC to Fisher Investmentsleft Nov 3, 2025, registered Jan 14, 2026 (72 days) · RIA to RIA
- Creative Planning to Wise Wealth, LLCleft Apr 17, 2023, registered May 9, 2023 (22 days) · RIA to RIA
- Empower Advisory Group, LLC to Creative Planningleft Aug 5, 2020, registered Sep 24, 2020 (50 days) · Other
- American Century Investments Private Client Group, Inc. to Empower Advisory Group, LLCleft Jun 1, 2020, registered Jun 23, 2020 (22 days) · Other · moved with a team
Signals
- Brandon Michael Smith left Wise Wealth, Llc for Fisher Investments (registered 2026-01-14)Nov 3, 2025 · Advisor changed firm · fact
- Brandon Michael Smith left Creative Planning for Wise Wealth, Llc (registered 2023-05-09)Apr 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address