DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• P•••• S••••• B•••

S•••• I••••• S••••••••• L••independent RIAFort Lauderdale, Fl IA-onlyIAPD 6681046

Feed of 09/15/2026

Also filed as Sean-Paige Samuel Best

At current firm

1 y

since Dec 5, 2024

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• I••••• S••••••••• L•• independent RIA current
since Dec 5, 2024 · Harker Heights, Tx
E•••••• A••••••• G••••• L•• BD affiliated
Apr 3, 2023 to Nov 13, 2024 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Mar 22, 2023 to Apr 3, 2023 · Dallas, Tx
F••••• I••••••••• independent RIA
Nov 20, 2019 to Feb 2, 2023 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
Oct 11, 2017 to Nov 26, 2019 · Indianapolis, In
M••••• S•••••• wirehouse
Jul 20, 2017 to Sep 21, 2017 · Indianapolis, In
T••••••• I••••••••• M••••••••• I••• BD affiliated
Sep 27, 2016 to Mar 16, 2017 · Carmel, In

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to S•••• I••••• S••••••••• L••
left Nov 13, 2024, registered Dec 5, 2024 (22 days) · Affiliated broker-dealer or bank to independent RIA
P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
F••••• I••••••••• to P••••••• C•••••• A••••••• C•••••••••
left Feb 2, 2023, registered Mar 22, 2023 (48 days) · RIA to RIA
C•••••• S••••• • C••• I••• to F••••• I•••••••••
left Nov 26, 2019, registered Nov 20, 2019 (-6 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to C•••••• S••••• • C••• I•••
left Sep 21, 2017, registered Oct 11, 2017 (20 days) · Wirehouse to affiliated broker-dealer or bank
T••••••• I••••••••• M••••••••• I••• to M••••• S••••••
left Mar 16, 2017, registered Jul 20, 2017 (126 days) · Other

Signals

S••• P•••• S••••• B••• left E•••••• A••••••• G••••• L•• for S•••• I••••• S••••••••• L•• (registered 2024-12-05)
Nov 13, 2024 · Advisor changed firm · fact
S••• P•••• S••••• B••• left F••••• I••••••••• for P••••••• C•••••• A••••••• C••••••••• (registered 2023-03-22)
Feb 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address