DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam Michael Millman

MarinerBD affiliatedPlano, Tx IA-onlyIAPD 6695248

Feed of 09/14/2026

Also filed as Adam Millman

At current firm

0 y

since Mar 31, 2026

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Mar 31, 2026 · Mckinney, Tx
Zacks Investment Management, Inc. mixed wealth
Aug 6, 2025 to Mar 12, 2026 · Mckinney, Tx
Fisher Investments independent RIA
Dec 3, 2020 to Aug 8, 2025 · Plano, Tx
Transamerica Retirement Advisors, LLC BD affiliated
Jun 15, 2018 to Nov 10, 2020 · St. Petersburg, Fl
Usaa Investment Services Company no RAUM
Jan 8, 2018 to Jun 8, 2018 · San Antonio, Tx
Usaa Financial Planning Services former
Apr 20, 2017 to Jan 8, 2018 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Zacks Investment Management, Inc. to Mariner
left Mar 12, 2026, registered Mar 31, 2026 (19 days) · RIA to affiliated broker-dealer or bank
Fisher Investments to Zacks Investment Management, Inc.
left Aug 8, 2025, registered Aug 6, 2025 (-2 days) · RIA to RIA
Transamerica Retirement Advisors, LLC to Fisher Investments
left Nov 10, 2020, registered Dec 3, 2020 (23 days) · Affiliated broker-dealer or bank to independent RIA
Usaa Investment Services Company to Transamerica Retirement Advisors, LLC
left Jun 8, 2018, registered Jun 15, 2018 (7 days) · Affiliated broker-dealer or bank to independent RIA
Usaa Financial Planning Services to Usaa Investment Services Company
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move

Signals

Adam Michael Millman left Zacks Investment Management, Inc. for Mariner (registered 2026-03-31)
Mar 12, 2026 · Advisor changed firm · fact
Adam Michael Millman left Fisher Investments for Zacks Investment Management, Inc. (registered 2025-08-06)
Aug 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address