DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• K••••••

W•••• F•••• A•••••••wirehouseBoerne, Tx dual registrantIAPD 6714336

Feed of 09/17/2026

Also filed as Nicholas Chaz Konecny

At current firm

2 y

since Jun 17, 2024

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 17, 2024 · Boerne, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 18, 2024 to Jun 28, 2024 · Houston, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 8, 2022 to Apr 15, 2024 · San Antonio, Tx
P•• W••••• M••••••••• BD affiliated
Aug 18, 2021 to Jan 10, 2022 · College Station, Tx
P•• M•••••• A•••••• S••••••••• I••• former
Dec 12, 2017 to Aug 17, 2021 · Houston, Tx
E••••• J•••• national BD
Feb 15, 2017 to Nov 10, 2017 · Bryan, Tx

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••
left Jun 28, 2024, registered Jun 17, 2024 (-11 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• G••••• M•••••• I••• to V•••• F•••••••• A•••••••• I•••
left Apr 15, 2024, registered Apr 18, 2024 (3 days) · Affiliated broker-dealer or bank to another
P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••
left Jan 10, 2022, registered Feb 8, 2022 (29 days) · Affiliated broker-dealer or bank to another
P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••
left Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
E••••• J•••• to P•• M•••••• A•••••• S••••••••• I•••
left Nov 10, 2017, registered Dec 12, 2017 (32 days) · Other

Signals

N••••••• K•••••• left V•••• F•••••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2024-06-17)
Jun 28, 2024 · Advisor changed firm · fact
N••••••• K•••••• left C•••••••• G••••• M•••••• I••• for V•••• F•••••••• A•••••••• I••• (registered 2024-04-18)
Apr 15, 2024 · Advisor changed firm · fact
N••••••• K•••••• left P•• W••••• M••••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-02-08)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address