DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sebastian Castano

John Hancock Personal Financial Services, LLCBD affiliatedAtlanta, Ga dual registrantIAPD 6939795

Feed of 09/14/2026

At current firm

0 y

since Apr 30, 2026

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

John Hancock Personal Financial Services, LLC BD affiliated current
since Apr 30, 2026 · Duluth, Ga
First Command Advisory Services BD affiliated
Mar 3, 2026 to Mar 31, 2026 · Fort Worth, Tx
Florida Financial Advisors, LLC BD affiliated
Jan 16, 2026 to Feb 12, 2026 · Atlanta, Ga
Morgan Stanley wirehouse
Jun 16, 2023 to Jun 5, 2025 · Alpharetta, Ga
Primerica Advisors national BD
Jan 6, 2023 to May 25, 2023 · Lawrenceville, Ga
Primerica Advisors national BD
May 14, 2021 to Dec 31, 2022 · Lawrenceville, Ga
Mutual Of Omaha Investor Services, Inc. independent RIA
Jul 2, 2018 to Nov 1, 2018 · Duluth, Ga

Moves

a registration end followed by a registration begin elsewhere

First Command Advisory Services to John Hancock Personal Financial Services, LLC
left Mar 31, 2026, registered Apr 30, 2026 (30 days) · Affiliated broker-dealer or bank to another
Florida Financial Advisors, LLC to First Command Advisory Services
left Feb 12, 2026, registered Mar 3, 2026 (19 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Florida Financial Advisors, LLC
left Jun 5, 2025, registered Jan 16, 2026 (225 days) · Wirehouse to affiliated broker-dealer or bank
Primerica Advisors to Morgan Stanley
left May 25, 2023, registered Jun 16, 2023 (22 days) · Affiliated broker-dealer or bank to wirehouse
Mutual Of Omaha Investor Services, Inc. to Primerica Advisors
left Nov 1, 2018, registered May 14, 2021 (925 days) · Other

Signals

Sebastian Castano left First Command Advisory Services for John Hancock Personal Financial Services, Llc (registered 2026-04-30)
Mar 31, 2026 · Advisor changed firm · fact
Sebastian Castano left Florida Financial Advisors, Llc for First Command Advisory Services (registered 2026-03-03)
Feb 12, 2026 · Advisor changed firm · fact
Sebastian Castano left Morgan Stanley for Florida Financial Advisors, Llc (registered 2026-01-16)
Jun 5, 2025 · Advisor changed firm · fact
Sebastian Castano left Primerica Advisors for Morgan Stanley (registered 2023-06-16)
May 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address