DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• R••• M••••

T•••• W••••• P•••••••• L••independent RIALawrence, KsIA-onlyIAPD 7518367

Certified Financial Planner

Feed of 09/14/2026

Also filed as L••• R••• M••••

At current firm

0 y

since Jul 2, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••• W••••• P•••••••• L•• independent RIA current
since Jul 2, 2026 · Lawrence, Ks
M•••••• BD affiliated
Mar 7, 2025 to May 1, 2026 · Grand Rapids, Mi
C• P•••••• W••••• independent RIA
Oct 8, 2024 to Mar 5, 2025 · Novi, Mi
M••••• S•••••• wirehouse
Nov 11, 2022 to Oct 20, 2023 · East Lansing, Mi
G•••• W••••• M••••••••• L•• independent RIA
Mar 11, 2022 to Nov 4, 2022 · G•••• Rapids, Mi

Moves

a registration end followed by a registration begin elsewhere

M•••••• to T•••• W••••• P•••••••• L••
left May 1, 2026, registered Jul 2, 2026 (62 days) · Affiliated broker-dealer or bank to independent RIA
C• P•••••• W••••• to M••••••
left Mar 5, 2025, registered Mar 7, 2025 (2 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to C• P•••••• W•••••
left Oct 20, 2023, registered Oct 8, 2024 (354 days) · Wirehouse to independent RIA
G•••• W••••• M••••••••• L•• to M••••• S••••••
left Nov 4, 2022, registered Nov 11, 2022 (7 days) · RIA to wirehouse

Signals

L••• R••• M•••• left Mariner for T•••• W••••• P•••••••• L•• (registered 2026-07-02)
May 1, 2026 · Advisor changed firm · fact
L••• R••• M•••• left C• P•••••• W••••• for Mariner (registered 2025-03-07)
Mar 5, 2025 · Advisor changed firm · fact
L••• R••• M•••• left M••••• S•••••• for C• P•••••• W••••• (registered 2024-10-08)
Oct 20, 2023 · Advisor changed firm · fact
L••• R••• M•••• left G•••• W••••• M••••••••• L•• for M••••• S•••••• (registered 2022-11-11)
Nov 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address