DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through Procyon
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Robert Sean Alimena Certified Financial Planner | Procyon mixed wealth | Melville, Ny | Oct 6, 2022 | 21 y | 5 | 1 |
| Richard Joseph Appaluccio | Procyon mixed wealth | Shelton, Ct | Jun 25, 2020 | 22 y | 1 | 1 |
| Charles Kevin Caddick Chartered Financial Consultant | Procyon mixed wealth | Shelton, Ct | Sep 10, 2021 | 41 y | 0 | 1 |
| R•••• T• C••••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Jan 22, 2025 | 57 y | 0 | 1 |
| S•••••• J••• C•••• | P•••••• mixed wealth | Livonia, Mi | Dec 8, 2025 | 10 y | 3 | 1 |
| M•••••• W•••••• C••••••• Chartered Financial Analyst | P•••••• mixed wealth | Shelton, Ct | Jul 3, 2025 | 12 y | 1 | 1 |
| T•••• L•• C••••••• Certified Financial Planner | P•••••• mixed wealth | Chesapeake, Va | May 24, 2021 | 22 y | 3 | 1 |
| M•••••• J••• D•••••• | P•••••• mixed wealth | Melville, Ny | Jun 1, 2021 | 34 y | 5 | 1 |
| J•••• P•••••• D•••• Certified Financial Planner | P•••••• mixed wealth | Melville, Ny | May 24, 2021 | 12 y | 2 | 1 |
| M•••• D••••• A••••• E•••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Feb 3, 2026 | 23 y | 5 | 1 |
| J••• R•• E•••••• | P•••••• mixed wealth | Shelton, Ct | Sep 14, 2026 | 10 y | 0 | 1 |
| J•••••• H•••••• F••••• Certified Financial Planner | P•••••• mixed wealth | Lenoir City, Tn | Jun 13, 2017 | 27 y | 3 | 2 |
| J••• N••••• F•••••• | P•••••• mixed wealth | Melville, Ny | Aug 26, 2025 | 11 y | 0 | 1 |
| P••• G••••••• F•••• | P•••••• mixed wealth | Shelton, Ct | Jul 24, 2017 | 31 y | 5 | 1 |
| C••••••••• E•••• F••••• dual registrant | P•••••• mixed wealth | Shelton, Ct | Jun 2, 2017 | 17 y | 3 | 1 |
| T••••• M•••••• G•••• | P•••••• mixed wealth | Shelton, Ct | Jun 13, 2017 | 34 y | 2 | 2 |
| K•••••••• M••••••• G•••••••• | P•••••• mixed wealth | New York, Ny | Mar 3, 2025 | 14 y | 3 | 1 |
| L•••• G••••• | P•••••• mixed wealth | Shelton, Ct | Jun 14, 2017 | 25 y | 4 | 2 |
| H•••• A• H••• Certified Financial Planner, Chartered Financial Consultant | P•••••• mixed wealth | Shelton, Ct | May 11, 2026 | 14 y | 1 | 1 |
| C••••• O•••• I••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Oct 20, 2025 | 28 y | 3 | 1 |
| J•••• P•••• J•••••• Chartered Financial Analyst | P•••••• mixed wealth | Shelton, Ct | Feb 19, 2019 | 47 y | 4 | 3 |
| W•••••• R••••• J•••• Chartered Financial Consultant | P•••••• mixed wealth | Shelton, Ct | Dec 10, 2025 | 28 y | 3 | 1 |
| M•••••• E••••• K•••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | May 24, 2021 | 27 y | 5 | 1 |
| S••••• K•••••• K••• | P•••••• mixed wealth | Shelton, Ct | Nov 4, 2022 | 28 y | 1 | 1 |
| A•••• N••• K••••••• | P•••••• mixed wealth | Shelton, Ct | Oct 6, 2017 | 18 y | 2 | 1 |
| H••••• J•••• K••••••••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Feb 7, 2024 | 11 y | 2 | 2 |
| R••• E••••• K•••••• | P•••••• mixed wealth | Shelton, Ct | May 31, 2023 | 10 y | 0 | 1 |
| D••••• E••• L••••• | P•••••• mixed wealth | Livonia, Mi | Dec 8, 2025 | 22 y | 1 | 1 |
| J••• P••••• L••••• Certified Financial Planner · dual registrant | P•••••• mixed wealth | Brentwood, Tn | Dec 8, 2025 | 25 y | 2 | 1 |
| T••••• S••••••••• L••••• dual registrant | P•••••• mixed wealth | Shelton, Ct | Mar 24, 2023 | 14 y | 0 | 1 |
| A••••• J• J•••• L•••• Certified Financial Planner | P•••••• mixed wealth | Sarasota, Fl | Jul 31, 2020 | 28 y | 1 | 2 |
| D••••• G••• L••••• Certified Financial Planner | P•••••• mixed wealth | Boynton Beach, Fl | Jun 8, 2021 | 33 y | 3 | 2 |
| J••• M••••••••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | May 24, 2021 | 29 y | 1 | 1 |
| B•••• K••••••• N••••• Certified Financial Planner · dual registrant | P•••••• mixed wealth | Shelton, Ct | Dec 10, 2025 | 28 y | 2 | 1 |
| P••••• S• O•• Certified Financial Planner | P•••••• mixed wealth | Mooresville, Nc | Jul 3, 2025 | 18 y | 3 | 1 |
| M••• J•••• R••• Certified Financial Planner, Chartered Financial Analyst | P•••••• mixed wealth | Shelton, Ct | Sep 20, 2017 | 12 y | 1 | 1 |
| A•••••• B•••• R•••••••• | P•••••• mixed wealth | Shelton, Ct | May 17, 2018 | 25 y | 3 | 1 |
| J•••• R••••••••• | P•••••• mixed wealth | Frisco, Tx | Dec 11, 2025 | 13 y | 1 | 1 |
| M•••••• S••••••••• | P•••••• mixed wealth | Wellington, Fl | Jan 1, 2026 | 22 y | 4 | 1 |
| M•••••• L• S•••••••• | P•••••• mixed wealth | Shelton, Ct | Jun 2, 2022 | 14 y | 0 | 2 |
| T••• J•••• S•••••••• | P•••••• mixed wealth | Shelton, Ct | Nov 13, 2025 | 11 y | 4 | 1 |
| G••••• T•••••• S•• C•• | P•••••• mixed wealth | Shelton, Ct | Dec 8, 2025 | 30 y | 2 | 1 |
| T•••••• F•••• T••••••••• | P•••••• mixed wealth | Shelton, Ct | Dec 8, 2025 | 13 y | 1 | 1 |
| B•••• C••••••••• T••••• | P•••••• mixed wealth | Shelton, Ct | Jan 1, 2025 | 18 y | 2 | 1 |
| J•••• M•••••• V••••••• | P•••••• mixed wealth | Shelton, Ct | Dec 8, 2025 | 19 y | 2 | 1 |
| J••• A• V••••••••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Oct 20, 2021 | 18 y | 0 | 1 |
| C••• A•• W•••••• | P•••••• mixed wealth | Melville, Ny | May 24, 2021 | 26 y | 3 | 1 |
| C••••••• C••••• W••••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Jul 31, 2017 | 11 y | 2 | 1 |
| J•••• E• W••••• Certified Financial Planner | P•••••• mixed wealth | Shelton, Ct | Feb 24, 2025 | 10 y | 1 | 2 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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49 advisors match.