What stands out against comparable advisers

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8,320 anomalies

ASPEN WEALTH MANAGEMENT, LLCindependent RIARAUM $658MHNW share shiftChange between filings
HNW share of RAUM moved from 12.0% to 86.0% between the annual amendments of 2025-02-04 and 2026-04-13
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
BPS WEALTH ADVISORS, INC.mixed wealthRAUM $1.1Blow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 99% (1363 comparable advisers, 0.0th percentile, 33.2 robust deviations)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (1,363)0.0% percentile33.2 robust deviationsconfidence 0.8
AJAX CAPITAL LLCmixed wealthRAUM $115Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 69% against a peer median of 0% (5683 comparable advisers, 100.0th percentile, 23.1 robust deviations)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (5,683)100% percentile23.1 robust deviationsconfidence 0.8
C•••••• W••••• M••••••••• L••independent RIARAUM $793Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 573.0 to 1,590.0 (+177.0%) between the annual amendments of 2025-03-21 and 2026-04-13; the peer median change was +6.0% (1254 comparable advisers, 98.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,254)98% percentile21.2 robust deviationsconfidence 0.85
P••••••otherRAUM $377Mclient mix shiftChange between filings
private-client share of RAUM moved from 37.0% to 0.0% between the annual amendments of 2025-04-29 and 2026-04-13
filing Apr 13, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
P••••••otherRAUM $377MHNW share shiftChange between filings
HNW share of RAUM moved from 37.0% to 0.0% between the annual amendments of 2025-04-29 and 2026-04-13
filing Apr 13, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
P••••••otherRAUM $377Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 63.0% to 100.0% between the annual amendments of 2025-04-29 and 2026-04-13
filing Apr 13, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
A••••• F•••••••• P•••••••• I•••independent RIARAUM $3.7Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 24.0 to 111.0 (+363.0%) between the annual amendments of 2025-04-24 and 2026-04-13; the peer median change was 0.0% (379 comparable advisers, 100.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (379)100% percentile34.2 robust deviationsconfidence 0.85
I••••••• F••• A••••••• L••asset managerRAUM $1.1BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $99,085,538 to $1,132,610,070 (+1043.0%) between the annual amendments of 2025-03-20 and 2026-04-13; the peer median change was +11.0% (1364 comparable advisers, 99.0th percentile of changes)
filing Apr 13, 2026peers: asset managers, $1B to $5B (1,364)99% percentile44.1 robust deviationsconfidence 0.85
C•••• P•••••• W••••• A•••••••• L••independent RIARAUM $532Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 33.0% to 17.0% between the annual amendments of 2025-03-07 and 2026-04-13
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
T••••• C•••••• M••••••••• L••independent RIARAUM $464Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 791.0 to 423.0 (-47.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +5.0% (3683 comparable advisers, 3.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,683)3.3% percentile5.8 robust deviationsconfidence 0.85
T•••• M••••• A•••• M••••••••• ••••• L•••asset managerRAUM $1.2BRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $1,743,669,445 to $1,210,110,140 (-31.0%) between the annual amendments of 2025-03-07 and 2026-04-13; the peer median change was +11.0% (1364 comparable advisers, 3.0th percentile of changes)
filing Apr 13, 2026peers: asset managers, $1B to $5B (1,364)2.9% percentile1.8 robust deviationsconfidence 0.85
P••••••• W•••••independent RIARAUM $149MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $102,228,000 to $148,652,650 (+45.0%) between the annual amendments of 2025-03-18 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 95.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)95% percentile3.0 robust deviationsconfidence 0.85
H••••• F••••••• F•••••••• I••independent RIARAUM $705MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $487,810,150 to $704,950,608 (+45.0%) between the annual amendments of 2025-02-26 and 2026-04-13; the peer median change was +16.0% (1382 comparable advisers, 93.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,382)93% percentile3.0 robust deviationsconfidence 0.85
C•• F•••••••• I•••independent RIARAUM $181MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $127,657,835 to $180,516,603 (+41.0%) between the annual amendments of 2025-03-13 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 93.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)93% percentile2.6 robust deviationsconfidence 0.85
T•••••••• I••••••••• C••••••• L••asset managerRAUM $4.6Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 40.0% to 22.0% between the annual amendments of 2024-12-24 and 2026-04-13
filing Apr 13, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
T••••• C•••••• M••••••••• L••independent RIARAUM $464MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $810,080,632 to $463,781,747 (-43.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)0.7% percentile5.7 robust deviationsconfidence 0.85
H••••••• C•••••• P•••••••• L••independent RIARAUM $444Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 345.0 to 218.0 (-37.0%) between the annual amendments of 2025-02-26 and 2026-04-13; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,683)4.3% percentile4.7 robust deviationsconfidence 0.85
E•••••••• P•••••••• S••••••••• I•••independent RIARAUM $17BRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $29,340,201,923 to $17,349,359,607 (-41.0%) between the annual amendments of 2025-03-31 and 2026-04-13; the peer median change was +18.0% (271 comparable advisers, 0.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $5B to $20B (271)0.0% percentile3.9 robust deviationsconfidence 0.85
T•••••••• I••••••••• C••••••• L••asset managerRAUM $4.6BRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $6,395,630,706 to $4,611,589,623 (-28.0%) between the annual amendments of 2024-12-24 and 2026-04-13; the peer median change was +11.0% (1364 comparable advisers, 4.0th percentile of changes)
filing Apr 13, 2026peers: asset managers, $1B to $5B (1,364)3.6% percentile1.7 robust deviationsconfidence 0.85
C•••• P•••••• W••••• A•••••••• L••independent RIARAUM $532Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-07 and 2026-04-13; the peer median change was 0.0% (792 comparable advisers, 2.0th percentile of changes); IAPD lists 4 advisers registered here today
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (792)1.6% percentile2.7 robust deviationsconfidence 0.85
H••••••• C•••••• P•••••••• L••independent RIARAUM $444MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $301,246,755 to $443,996,790 (+47.0%) between the annual amendments of 2025-02-26 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 95.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)95% percentile3.1 robust deviationsconfidence 0.85
P••••••• W•••••independent RIARAUM $149Mclient mix shiftChange between filings
private-client share of RAUM moved from 100.0% to 82.0% between the annual amendments of 2025-03-18 and 2026-04-13
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
L•••••• E••• F•••••••• P••••••• L••independent RIARAUM $522MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $360,175,782 to $521,784,881 (+45.0%) between the annual amendments of 2025-04-03 and 2026-04-13; the peer median change was +16.0% (1382 comparable advisers, 93.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,382)93% percentile3.1 robust deviationsconfidence 0.85
P••••••• W••••• S••••••••• L••independent RIARAUM $71.0MHNW share shiftChange between filings
HNW share of RAUM moved from 0.0% to 23.0% between the annual amendments of 2025-04-29 and 2026-04-13
filing Apr 13, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
C•••• P•••••• W••••• A•••••••• L••independent RIARAUM $532MHNW share shiftChange between filings
HNW share of RAUM moved from 54.0% to 73.0% between the annual amendments of 2025-03-07 and 2026-04-13
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
S•••••• A•• L••mixed wealthRAUM $389Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,377.0 to 872.0 (-37.0%) between the annual amendments of 2025-04-09 and 2026-04-13; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,683)4.4% percentile4.7 robust deviationsconfidence 0.85
E•••••••• P•••••••• S••••••••• I•••independent RIARAUM $17BRAUM down advisors stableCombination
RAUM fell 25 percent or more while the advisor count stayed within 5 percent: assets left without people leaving (a large client or institutional mandate, a fee change, or a reporting change). RAUM $29,340,201,923 to $17,349,359,607, advisors 60 to 59, private clients 128976 to 60222, offices 2 to 2 (2025-03-31 to 2026-04-13)
filing Apr 13, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
P••••••otherRAUM $377Mwealth to institutional shiftCombination
filing Apr 13, 2026peers: other advisers, $100M to $500M (212)confidence 0.75
W••• I•••••independent RIARAUM $304MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $193,599,500 to $304,491,157 (+57.0%) between the annual amendments of 2025-03-22 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 97.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)97% percentile4.1 robust deviationsconfidence 0.85
A••••• F•••••••• P•••••••• I•••independent RIARAUM $3.7BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $2,134,630,563 to $3,733,313,940 (+75.0%) between the annual amendments of 2025-04-24 and 2026-04-13; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (1,298)96% percentile6.0 robust deviationsconfidence 0.85
E•••••••• P•••••••• S••••••••• I•••independent RIARAUM $17Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 129,586.0 to 60,663.0 (-53.0%) between the annual amendments of 2025-03-31 and 2026-04-13; the peer median change was +8.0% (253 comparable advisers, 2.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $5B to $20B (253)1.6% percentile4.7 robust deviationsconfidence 0.85
A•••• C••••••• L••no RAUMemployee count dropChange between filings
employees (Item 5.A) moved from 35.0 to 5.0 (-86.0%) between the annual amendments of 2025-03-18 and 2026-04-13; the peer median change was 0.0% (103 comparable advisers, 2.0th percentile of changes)
filing Apr 13, 2026peers: other advisers, under $100M (103)2.0% percentile6.4 robust deviationsconfidence 0.85
A••••• F•••••••• P•••••••• I•••independent RIARAUM $3.7Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 10,402.0 to 16,572.0 (+59.0%) between the annual amendments of 2025-04-24 and 2026-04-13; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (1,206)93% percentile6.3 robust deviationsconfidence 0.85
H••••••• C•••••• P•••••••• L••independent RIARAUM $444Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $301,246,755 to $443,996,790, advisors 3 to 2, private clients 234 to 163, offices 2 to 1 (2025-02-26 to 2026-04-13)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
C•••••• W••••• M••••••••• L••independent RIARAUM $793Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 10.0 to 1.0 (-90.0%) between the annual amendments of 2025-03-21 and 2026-04-13; the peer median change was 0.0% (792 comparable advisers, 0.0th percentile of changes); IAPD lists 8 advisers registered here today
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (792)0.1% percentile7.3 robust deviationsconfidence 0.85
E••••••••• W••••• A•••••••• L••independent RIARAUM $5.1Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 40.0 to 74.0 (+85.0%) between the annual amendments of 2025-04-01 and 2026-04-13; the peer median change was +6.0% (220 comparable advisers, 96.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $5B to $20B (220)96% percentile6.5 robust deviationsconfidence 0.85
E•••••••• P•••••••• S••••••••• I•••independent RIARAUM $17Bclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 128,976.0 to 60,222.0 (-53.0%) between the annual amendments of 2025-03-31 and 2026-04-13; the peer median change was +6.0% (224 comparable advisers, 0.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $5B to $20B (224)0.4% percentile5.1 robust deviationsconfidence 0.85
E••• P•••••• A•••• M••••••••• L••mixed wealthRAUM $2.2BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,360,447,698 to $2,180,629,620 (+60.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +17.0% (1298 comparable advisers, 95.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (1,298)95% percentile4.4 robust deviationsconfidence 0.85
G••••••• W••••• P•••••••• L••independent RIARAUM $191MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $98,287,453 to $191,356,409 (+95.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 99.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)99% percentile7.8 robust deviationsconfidence 0.85
L•••••• E••• F•••••••• P••••••• L••independent RIARAUM $522Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $360,175,782 to $521,784,881, advisors 7 to 9, private clients 457 to 302, offices 7 to 9 (2025-04-03 to 2026-04-13)
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
G••••••• W••••• P•••••••• L••independent RIARAUM $191Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 362.0 to 655.0 (+81.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +5.0% (3683 comparable advisers, 97.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,683)97% percentile8.6 robust deviationsconfidence 0.85
W••••••• W••••• M••••••••• L•••••independent RIARAUM $676Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $552,789,475 to $675,772,806, advisors 2 to 5, private clients 191 to 139, offices 0 to 0 (2025-02-18 to 2026-04-13)
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
A••••• F•••••••• P•••••••• I•••independent RIARAUM $3.7Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 10,327.0 to 16,436.0 (+59.0%) between the annual amendments of 2025-04-24 and 2026-04-13; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (1,132)96% percentile7.6 robust deviationsconfidence 0.85
G••••••• W••••• P•••••••• L••independent RIARAUM $191Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 255.0 to 402.0 (+58.0%) between the annual amendments of 2025-03-28 and 2026-04-13; the peer median change was +3.0% (3308 comparable advisers, 97.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,308)97% percentile6.4 robust deviationsconfidence 0.85
L•••••• E••• F•••••••• P••••••• L••independent RIARAUM $522MHNW share shiftChange between filings
HNW share of RAUM moved from 50.0% to 80.0% between the annual amendments of 2025-04-03 and 2026-04-13
filing Apr 13, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
S•••••• A•• L••mixed wealthRAUM $389MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $362,000,000 to $173,110,751 (-52.0%) between the annual amendments of 2025-04-09 and 2026-04-13; the peer median change was +15.0% (4546 comparable advisers, 0.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (4,546)0.4% percentile6.6 robust deviationsconfidence 0.85
S•••••• A•• L••mixed wealthRAUM $389Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,377.0 to 613.0 (-55.0%) between the annual amendments of 2025-04-09 and 2026-04-13; the peer median change was +3.0% (3308 comparable advisers, 1.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,308)1.3% percentile6.9 robust deviationsconfidence 0.85
S••••••• B••• I••••••••• P•••••••independent RIARAUM $200Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 5,786.0 to 376.0 (-94.0%) between the annual amendments of 2025-03-19 and 2026-04-13; the peer median change was +3.0% (3308 comparable advisers, 0.0th percentile of changes)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (3,308)0.1% percentile11.4 robust deviationsconfidence 0.85
S••••••• B••• I••••••••• P•••••••independent RIARAUM $200Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $180,616,597 to $199,972,345, advisors 2 to 1, private clients 5786 to 376, offices 0 to 0 (2025-03-19 to 2026-04-13)
filing Apr 13, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
E••• P•••••• A•••• M••••••••• L••mixed wealthRAUM $2.2BRAUM up clients flatCombination
RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $1,360,447,698 to $2,180,629,620, advisors 10 to 7, private clients 3724 to 3587, offices 0 to 0 (2025-03-28 to 2026-04-13)
filing Apr 13, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
L••••• S••••• L••independent RIARAUM $852Mhigh employee count relative to advisorsStatic outlier
employees per registered advisor of 3.5 against a peer median of 1.4 (949 comparable advisers, 99.0th percentile, 5.2 robust deviations)
filing Apr 12, 2026peers: independent wealth managers, $500M to $1B (949)99% percentile5.2 robust deviationsconfidence 0.8
L••••• S••••• L••independent RIARAUM $852Memployee count surgeChange between filings
employees (Item 5.A) moved from 21.0 to 38.0 (+81.0%) between the annual amendments of 2025-04-16 and 2026-04-12; the peer median change was 0.0% (593 comparable advisers, 99.0th percentile of changes)
filing Apr 12, 2026peers: independent wealth managers, $500M to $1B (593)99% percentile7.1 robust deviationsconfidence 0.85
K••••••• • A••••••••• L•• I•independent RIARAUM $118Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 10, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
C••••• C•••••• M••••••••• I•••independent RIARAUM $386Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 64.0% to 100.0% between the annual amendments of 2025-03-30 and 2026-04-10
filing Apr 10, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
B••• W••••• S••••••••• L••independent RIARAUM $1.6BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $565,377,646 to $1,642,992,371 (+191.0%) between the annual amendments of 2025-04-22 and 2026-04-10; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)
filing Apr 10, 2026peers: independent wealth managers, $1B to $5B (1,298)99% percentile17.9 robust deviationsconfidence 0.85
I• B••••• F••••• M••••••••• L••asset managerRAUM $128Mmany private funds relative to firm sizeStatic outlier
private funds per $1B of RAUM of 148.1 against a peer median of 20.7 (703 comparable advisers, 98.0th percentile, 9.7 robust deviations)
filing Apr 10, 2026peers: asset managers, $100M to $500M (703)98% percentile9.7 robust deviationsconfidence 0.8
V••••••••• S•••••••• L••independent RIARAUM $319Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 262.0 to 1,144.0 (+337.0%) between the annual amendments of 2025-03-14 and 2026-04-10; the peer median change was +5.0% (3683 comparable advisers, 100.0th percentile of changes)
filing Apr 10, 2026peers: independent wealth managers, $100M to $500M (3,683)100% percentile37.5 robust deviationsconfidence 0.85
L•• C•••••• L••asset managerRAUM $370Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-04-14 and 2026-04-10
filing Apr 10, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
S••••••••• I•••asset managerRAUM $3.0Bclient mix shiftChange between filings
private-client share of RAUM moved from 52.0% to 9.0% between the annual amendments of 2025-03-14 and 2026-04-10
filing Apr 10, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85

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