DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Templeton Investment Counsel, LLC
Latest filing Sep 16, 2026
First filing on the tape Dec 23, 2011 · 50 filings
SEC status approved since Apr 7, 1980
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.1%
$144M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$4.6B as of Jun 10, 2026
Dec 23, 2011$30B then
HNW client RAUM$5.9M as of Jun 10, 2026
Dec 21, 2017$1.1B then
State-registered IARs (5.B.3)0 as of Jun 10, 2026
Dec 23, 20110 then
Employees (5.A)31 as of Jun 10, 2026
Dec 20, 201235 then
Private funds1 as of Jun 10, 2026
Dec 23, 20111 then
RAUM -28% over the last fiscal year-17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.4B53%
- Pooled investment vehicles$1.0B23%
- State and municipal entities$736M16%
- Pension and profit-sharing plans$244M5.3%
- Individuals$138M3.0%
- Other investment advisers$9.1M0.2%
- High-net-worth individuals$5.9M0.1%
- Banks and thrifts$4.1M0.1%
- Corporations and businesses$1.1M0.0%
- Insurance companies$17,0810.0%
- Individual clients
- 485reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 521reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $149M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.03 fund_share=0.76 institutional_share=0.21 related_bd=true related_bank=true bd_reps=1.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Templeton China Opportunities Fund, Ltd. | Other Private Fund | $106M | 1 | Mar 30, 2012 |
| Templeton European Long-Short Equity (Master) Fund, Ltd. | Hedge Fund | $24.3M | 3 | Jul 21, 2023 |
| Templeton European Long-Short Equity (Cayman) Fund, Ltd. | Hedge Fund | $1.9M | 1 | Dec 22, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Bradford Harlan Hodes · Executive Vice President/Portfolio Manager-Research Analystcontrolsince 11/2011 · owns less than 5%
- Anthony Peter Nori · Exec. Vp/Portfolio Mgr.-Research Analystcontrolsince 01/2001 · owns less than 5%
- Andrew Jed Plafker · Executive Vice Presidentcontrolsince 09/2018 · owns less than 5%
- Paul Leeor Avigdor · Treasurersince 05/2023 · owns less than 5%
- Anthony Bjorn Davis · Chief Compliance Officersince 05/2023 · owns less than 5%
- Clifton Thomas Merchant · Chief Legal Officersince 05/2022 · owns less than 5%
Entity owners
- Templeton Worldwide, Inc. · Corp. Parent Of Ticl: 100%direct · owns 75% or more
- Franklin Resources, Inc. · Parent Corporation Of Twi:100%indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
- Legg Mason, Inc. · Shareholderindirect · owns 75% or more of Templeton Worldwide, Inc.
Related persons
Schedule D 7.A
- Benefit Street Partners Limitedinvestment adviserbanknRAUM $23B
- Bsp Ny LLCinvestment adviserbanknRAUM $14B
- Benefit Street Partners L.L.C.investment advisernRAUM $28B
- Brandywine Global Investment Management (Asia) Pte. Ltdinvestment advisery
- Brandywine Global Investment Management, LLCinvestment adviserbankpooled vehicle sponsoryRAUM $65B
- Bsp Clo Management LLCinvestment advisernRAUM $12B
- China Life Franklin Asset Management Co., Limitedinvestment advisern
- Clarion Partners Emea Limitedbroker-dealern
- Clarion Partners Europe (U.K.) Limitedbroker-dealerinvestment advisern
- Clarion Partners Europe Limitedinvestment advisern
- Clarion Partners Securities, LLCbroker-dealern
- Clarion Partnersbroker-dealerinvestment advisernRAUM $74B
- Clearbridge Investments (North America) Pty Limitedinvestment advisernRAUM $2.2B
- Clearbridge Investments Limitedinvestment advisern
- Clearbridge Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $185B
- Darby Asia Investors (Hk), Ltd.investment advisern
- Darby Asia Investors, Ltd.investment advisern
- Darby Overseas Partners, L.P.investment advisernRAUM $154M
- Fiduciary Trust Company Of Canadainvestment advisern
- Fiduciary Trust International, LLCinvestment adviserbanknRAUM $7.7B
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Advisory Services, LLCinvestment adviserbanknRAUM $14B
- Franklin Bsp Capital Adviser LLCinvestment advisernRAUM $4.2B
- Franklin Distributors, LLCbroker-dealern
- Franklin Mutual Advisers, LLCinvestment adviserbanknRAUM $43B
- Franklin Templeton Alts Brasil Admin. De Investimentos Ltda.investment advisery
- Franklin Templeton Asset Management (Malaysia) Sdn. Bhd.investment advisern
- Franklin Templeton Asset Management Mexico, S.A. De C.V., Sociedad Operadora De Fondos De Inversioninvestment advisern
- Franklin Templeton Australia Limitedinvestment adviserbankn
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
Advisers that list Templeton Investment Counsel, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Florida, FL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Apr 13, 2026institutional share of RAUM moved from 40.0% to 22.0% between the annual amendments of 2024-12-24 and 2026-04-13peers: asset managers, $1B to $5B (1,506)
- RAUM down 25 %Change between filings · filing Apr 13, 2026RAUM (Item 5.F) moved from $6,395,630,706 to $4,611,589,623 (-28.0%) between the annual amendments of 2024-12-24 and 2026-04-13; the peer median change was +11.0% (1368 comparable advisers, 4.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 3.6% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJun 10, 2026 to Sep 16, 2026
- Private funds · 1 to unsetJun 10, 2026 to Sep 16, 2026
- Succession · false to unsetJun 10, 2026 to Sep 16, 2026
- Private funds · 2 to 1Apr 13, 2026 to Jun 10, 2026
- Accounts · 540 to 521Dec 24, 2024 to Dec 23, 2025
- Advisory employees · 21 to 17Dec 24, 2024 to Dec 23, 2025
- Individual clients · 506 to 485Dec 24, 2024 to Dec 23, 2025
- Pension plan clients · 5.0 to unsetDec 24, 2024 to Dec 23, 2025
- Pooled vehicle clients · 9 to 11Dec 24, 2024 to Dec 23, 2025
- Custody of client assets · true to falseDec 24, 2024 to Dec 23, 2025
- Employees · 34 to 31Dec 24, 2024 to Dec 23, 2025
- Financial planning clients · unset to Dec 24, 2024 to Dec 23, 2025
- Discretionary RAUM · $6.4B to $4.6BDec 24, 2024 to Dec 23, 2025
- HNW RAUM · $3.4M to $5.9MDec 24, 2024 to Dec 23, 2025
- Individual RAUM · $138M to $138MDec 24, 2024 to Dec 23, 2025
- Non-discretionary RAUM · $14.5M to $13.1MDec 24, 2024 to Dec 23, 2025
- Pension RAUM · $259M to $244MDec 24, 2024 to Dec 23, 2025
- Pooled vehicle RAUM · $1.5B to $1.0BDec 24, 2024 to Dec 23, 2025
- RAUM · $6.4B to $4.6BDec 24, 2024 to Dec 23, 2025
- Wrap assets (manager) · $145M to $149MDec 24, 2024 to Dec 23, 2025
- Accounts · 578 to 540Apr 1, 2024 to Dec 24, 2024
- Advisory employees · 20 to 21Apr 1, 2024 to Dec 24, 2024
- Corporate clients · 5.0 to unsetApr 1, 2024 to Dec 24, 2024
- Individual clients · 533 to 506Apr 1, 2024 to Dec 24, 2024
- Pension plan clients · unset to 5.0Apr 1, 2024 to Dec 24, 2024
- Pooled vehicle clients · 15 to 9Apr 1, 2024 to Dec 24, 2024
- Employees · 33 to 34Apr 1, 2024 to Dec 24, 2024
- Private funds · 3 to 2Apr 1, 2024 to Dec 24, 2024
- Discretionary RAUM · $6.4B to $6.4BApr 1, 2024 to Dec 24, 2024
- HNW RAUM · $7.3M to $3.4MApr 1, 2024 to Dec 24, 2024
- Individual RAUM · $115M to $138MApr 1, 2024 to Dec 24, 2024
- Non-discretionary RAUM · $15.8M to $14.5MApr 1, 2024 to Dec 24, 2024
- Pension RAUM · $91.2M to $259MApr 1, 2024 to Dec 24, 2024
- Pooled vehicle RAUM · $1.6B to $1.5BApr 1, 2024 to Dec 24, 2024
- RAUM · $6.4B to $6.4BApr 1, 2024 to Dec 24, 2024
- Wrap assets (manager) · $129M to $145MApr 1, 2024 to Dec 24, 2024
- Accounts · 643 to 578Jul 21, 2023 to Dec 22, 2023
- Advisory employees · 18 to 20Jul 21, 2023 to Dec 22, 2023
- BD registered reps · 2 to 1Jul 21, 2023 to Dec 22, 2023
- HNW clients · 3.0 to unsetJul 21, 2023 to Dec 22, 2023
Signals
7 dated events
- Templeton Investment Counsel, Llc reported RAUM $4.6B, down 28% from $6.4B (2024-12-24 to 2025-12-23)Dec 23, 2025 · RAUM change · derived
- Templeton Investment Counsel, Llc reported RAUM $8.0B, down 37% from $12.9B (2022-09-01 to 2022-12-21)Dec 21, 2022 · RAUM change · derived
- Tomas Antonio Docal (President) no longer on Schedule A of Templeton Investment Counsel, Llc (listed 2022-05-13, absent 2022-09-01)Sep 1, 2022 · Control person left · inference
- John Thomas Fisher (Executive Vice President) no longer on Schedule A of Templeton Investment Counsel, Llc (listed 2021-02-16, absent 2021-06-23)Jun 23, 2021 · Control person left · inference
- Sterling Madison Gulley (Executive Vice President) no longer on Schedule A of Templeton Investment Counsel, Llc (listed 2021-02-01, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Templeton Investment Counsel, Llc reported RAUM $13.7B, down 37% from $21.8B (2020-07-10 to 2020-12-23)Dec 23, 2020 · RAUM change · derived
- Templeton Investment Counsel, Llc reported RAUM $21.8B, down 31% from $31.4B (2019-08-27 to 2019-12-26)Dec 26, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/franklin-templetonreportedpublic record, Form ADV, Sep 17, 2026
- Website
- franklintempletonme.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (954) 527-7500reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026